Global Relay

Upcoming Webinar: Holistic Conduct & Surveillance: Unifying Trade, Voice, and eComms Data with AI

Date: 13 May 2026 Time: 10:00am ET / 3:00pm London / 4:00pm CET Duration: 50 minutes Surveillance in capital markets has evolved in silos. Trade surveillance, voice recording, and electronic communications monitoring have traditionally operated as parallel control functions, each with distinct datasets, workflows and alerting logic. Yet recent enforcement actions on both sides of...

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AI Becomes Mainstream for Compliance – Nasdaq’s 2025 Survey

In the tenth edition of the Nasdaq Global Compliance Survey, conducted in May–July 2025, compliance and regulatory-risk professionals from 103 firms across the Americas, EMEA and APAC shared their priorities, challenges and planned investments. This year’s survey features a senior audience with 72 % having ten or more years’ experience in compliance covering director and...

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TEST Event page 1

Now in its 15th year the TradingTech Summit London brings together the European trading technology capital markets industry and examines the latest changes and innovations in trading technology and explores how technology is being deployed to create an edge in sell side and buy side capital markets financial institutions.

Corporate Actions

Corporate actions has been a popular topic of discussion over the last few months, with the DTCC’s plans for XBRL and ISO interoperability, as well as the launch of Swift’s new self-testing service for corporate actions messaging, STaQS, among others. However, it has not been a good start to the year for many of the...