FirstAML

Recorded Webinar: Holistic Conduct & Surveillance: Unifying Trade, Voice, and eComms Data with AI

Surveillance in capital markets has evolved in silos. Trade surveillance, voice recording, and electronic communications monitoring have traditionally operated as parallel control functions, each with distinct datasets, workflows and alerting logic. Yet recent enforcement actions on both sides of the Atlantic – ranging from off-channel communications failures to market manipulation cases – demonstrate a consistent...

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Drive to Scale AI Makes Trust the Holy Grail of Data Managers: Webinar Preview

The race to implement artificial intelligence at scale within financial institutions’ technology stacks has made it imperative that they ensure their data foundations are solid. Without trusted data, AI is a potential minefield of erroneous outputs, hallucinated responses and inaccurate analyses. This compromises leaders’ ability to make well-informed decisions and poses the risk they’ll make...

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RegTech Summit New York

Now in its 10th year, the RegTech Summit in New York will bring together the RegTech ecosystem to explore how the North American capital markets financial industry can leverage technology to drive innovation, cut costs and support regulatory change.

AI in Capital Markets Handbook 2026

AI adoption in capital markets has moved into a more disciplined phase. The priority is now controlled deployment: where AI can be used safely, where it can deliver measurable value, and how outputs can be governed, monitored and evidenced. The 2026 edition of the AI in Capital Markets Handbook examines how AI is being applied...