Financial Services Review

Recorded Webinar: The Next Compliance Frontier: Monitoring GenAI and Unstructured Comms Data

Generative AI is rapidly transforming how employees create, share, and interpret information. From internal copilots drafting client messages to AI tools summarising trading conversations or generating research notes, large language models are increasingly embedded in daily workflows across capital markets. At the same time, the volume of unstructured communications data – voice recordings, chat messages,...

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HelmGuard Raises $7.3m Seed Round to Replace Compliance Paperwork with AI Agents that Verify Risk Directly

Agentic governance, risk and compliance platform HelmGuard has raised $7.3 million to expand in the US and develop technology that monitors AI agents at runtime. Infinity Ventures and Frontline co-led the seed round, with participation from FinTech Collective, Stage 2 Capital and Entrepreneurs First. HelmGuard plans to establish operations in New York and San Francisco,...

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RegTech Summit London

Now in its 10th year, RegTech Summit London will bring together the RegTech ecosystem to explore how the European capital markets financial industry can leverage technology to innovate the compliance function and response.

Regulatory Data Handbook 2026 – Fourteenth Edition

Welcome to the fourteenth edition of A-Team Group’s Regulatory Data Handbook. Supervisors increasingly expect firms to demonstrate which rules apply, which data supports each obligation, who owns the control and how exceptions are identified and resolved. Policies and implementation programmes must now be supported by records that can withstand regulatory scrutiny. This edition examines material...