Financial Services Review

Recorded Webinar: Managing Non-Financial Misconduct Under SMCR

Non-financial misconduct – encompassing behaviours such as bullying, sexual harassment, and discrimination is a key focus of the Senior Managers and Certification Regime (SMCR). The Financial Conduct Authority (FCA) has underscored that such misconduct is not only unethical but also poses significant risks to a firm’s culture and operational integrity. Recognizing the profound impact on...

Find out more

FCA AI Update 2025: How the Regulator is Embedding AI Oversight into UK Financial Rules

The UK’s Financial Conduct Authority (FCA) has now issued its AI Update (2025), a significant step in its regulatory journey. It builds on the 2022 Discussion Paper on AI and Machine Learning (DP22/4), which set out early questions about AI’s transformative potential and the risks it introduces. Three years on, the FCA’s position has sharpened:...

Read More

RegTech Summit London

Now in its 9th year, the RegTech Summit in London will bring together the RegTech ecosystem to explore how the European capital markets financial industry can leverage technology to drive innovation, cut costs and support regulatory change.

The DORA Implementation Playbook: A Practitioner’s Guide to Demonstrating Resilience Beyond the Deadline

The Digital Operational Resilience Act (DORA) has fundamentally reshaped the European Union’s financial regulatory landscape, with its full application beginning on January 17, 2025. This regulation goes beyond traditional risk management, explicitly acknowledging that digital incidents can threaten the stability of the entire financial system. As the deadline has passed, the focus is now shifting...