EDM Council

Recorded Webinar: Managing Non-Financial Misconduct Under SMCR

Non-financial misconduct – encompassing behaviours such as bullying, sexual harassment, and discrimination is a key focus of the Senior Managers and Certification Regime (SMCR). The Financial Conduct Authority (FCA) has underscored that such misconduct is not only unethical but also poses significant risks to a firm’s culture and operational integrity. Recognizing the profound impact on...

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Canada and Hong Kong Regulatory Reporting Updates Signal Continued Global Shift

Canada and Hong Kong’s latest regulatory reporting rule changes mark a broader international trend toward regulatory convergence, placing increasing pressure on financial institutions. Leo Labeis, CEO of REGnosys, explains how Digital Regulatory Reporting offers a path forward for reporting firms. Canada’s new trade reporting reforms, introduced by the Canadian Securities Administrators (CSA), came into effect...

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Data Management Summit London

Now in its 16th year, the Data Management Summit (DMS) in London brings together the European capital markets enterprise data management community, to explore how data strategy is evolving to drive business outcomes and speed to market in changing times.

Regulatory Data Handbook 2018/2019 – Sixth Edition

In a testament to the enduring popularity of the A-Team Regulatory Data Handbook, we are delighted to publish a sixth edition for 2018-19 of our comprehensive guide to all the regulations and rules that might impact data and data management at your institution. As in previous editions of the Regulatory Data Handbook, we have updated...