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WEBINAR

Upcoming Webinar: The Next Compliance Frontier: Monitoring GenAI and Unstructured Comms Data

Date: 16 September 2026 Time: 10:00am ET / 3:00pm London / 4:00pm CET Duration: 50 minutes Generative AI is rapidly transforming how employees create, share, and interpret information. From internal copilots drafting client messages to AI tools summarising trading conversations or generating research notes, large language models are increasingly embedded in daily workflows across capital...

BLOG

AI Becomes Mainstream for Compliance – Nasdaq’s 2025 Survey

In the tenth edition of the Nasdaq Global Compliance Survey, conducted in May–July 2025, compliance and regulatory-risk professionals from 103 firms across the Americas, EMEA and APAC shared their priorities, challenges and planned investments. This year’s survey features a senior audience with 72 % having ten or more years’ experience in compliance covering director and...

EVENT

RegTech Summit London

Now in its 9th year, the RegTech Summit in London will bring together the RegTech ecosystem to explore how the European capital markets financial industry can leverage technology to drive innovation, cut costs and support regulatory change.

GUIDE

Corporate Actions USA 2010

The US corporate actions market has long been characterised as paper-based and manually intensive, but it seems that much progress is being made of late to tackle the lack of automation due to the introduction of four little letters: XBRL. According to a survey by the American Institute of Certified Public Accountants (AICPA) and standards...