About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

SEC, CFTC Staffs to Host Roundtable to Discuss International Issues Relating to Dodd-Frank Act Title VII Implementation

Subscribe to our newsletter

The staffs of the Securities and Exchange Commission and the Commodity Futures Trading Commission (CFTC) will hold a joint public roundtable on August 1 from 9 a.m. to 4 p.m. to discuss international issues related to the implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Panelists will be announced at a later date.

The roundtable will be held in the Conference Center at the CFTC’s Headquarters, Three Lafayette Centre, 1155 21st Street NW, Washington, D.C. The discussion will be open to the public with seating on a first-come, first-served basis.

Members of the public also may listen by telephone and should be prepared to provide their first name, last name and affiliation.

Listening information:

U.S. toll free: (866) 844-9416

International toll: (203) 369-5026

Passcode: 4316057

A transcript of the public roundtable discussion will be published on the CFTC’s website at http://www.cftc.gov/PressRoom/Events/2011/index.htmand on the SEC’s website at http://www.sec.gov/news/press/2011/2011-151.htm.

Members of the public wishing to submit their views on the topics addressed at the roundtable may do so by:

  • CFTC: through the CFTC’s Comments Online application.
  • SEC: by e-mail to rule-comments@sec.gov (all e-mails must reference file number 4-636 in the subject field) or through the comment form.

All submissions provided to the CFTC or SEC in any form may be published on the website of the respective agency, without review and without removal of personal identifying information.

Subscribe to our newsletter

Related content

WEBINAR

Upcoming Webinar: Sponsored by FundGuard: NAV Resilience Under DORA, A Year of Lessons Learned

Date: 25 February 2026 Time: 10:00am ET / 3:00pm London / 4:00pm CET Duration: 50 minutes The EU’s Digital Operational Resilience Act (DORA) came into force a year ago, and is reshaping how asset managers, asset owners and fund service providers think about operational risk. While DORA’s focus is squarely on ICT resilience and third-party...

BLOG

Inside the Uneven Geography of AML Enforcement Outcomes in 2025 – Fenergo Analysis

Fenergo’s latest Global enforcement analysis shows total AML, KYC, sanctions and customer due diligence penalties declining to $3.8 billion in 2025, down from $4.6 billion in 2024 and $6.6 billion in 2023, marking a second consecutive year of decline. Beneath that headline, regional outcomes moved in sharply different directions. North American fines fell by 58%,...

EVENT

RegTech Summit New York

Now in its 9th year, the RegTech Summit in New York will bring together the RegTech ecosystem to explore how the North American capital markets financial industry can leverage technology to drive innovation, cut costs and support regulatory change.

GUIDE

The DORA Implementation Playbook: A Practitioner’s Guide to Demonstrating Resilience Beyond the Deadline

The Digital Operational Resilience Act (DORA) has fundamentally reshaped the European Union’s financial regulatory landscape, with its full application beginning on January 17, 2025. This regulation goes beyond traditional risk management, explicitly acknowledging that digital incidents can threaten the stability of the entire financial system. As the deadline has passed, the focus is now shifting...