About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

Risk Focus Adds Regulatory Reporting Advisory

Subscribe to our newsletter

Risk Focus has introduced Regulatory Reporting Advisory (RRA), a service designed to help clients comply with trade reporting regulations, meet aggressive deadlines and build solutions for regulatory compliance, including upcoming regulations such as Securities Finance Transaction Reporting (SFTR), which takes effect in early 2019.

Risk Focus RRA offers support for all aspects of regulatory reporting and controls. Workshops, health checks, assurance reviews, education and training aim to ensure the service provides stability in times of constant change. As the preferred implementation partner of RegTek Solutions, Risk Focus RRA has held on-site and remote workshops for clients, guiding them through changes made to European Market Infrastructure Regulation (EMIR) Regulatory Technical Standards (RTS) late last year and the DTCC Global Trade Repository.

Srikant Ganesan, Senior managing director at Risk Focus Financial Services Solutions, comments: “Risk Focus is the firm to turn to for expertise and advice related to trade and transaction reporting challenges, be it a health-check, a training session or a full-on implementation.”

Risk Focus RRA can help clients assess, select, build and implement control tools and systems around both existing and upcoming regulations. These cover all aspects of regulatory reporting, including key controls such as completeness and accuracy assurances.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Best approaches for trade and transaction reporting

Compliance practitioners and technology leaders in capital markets face mounting pressure to ensure that reporting processes are efficient, accurate, and aligned with global standards. Market developments and jurisdictional nuances in regulatory frameworks like MiFID II, EMIR, SFTR and MAS create a continual challenge for compliance teams. This webinar brings together senior RegTech executives and seasoned...

BLOG

Beyond the Balance Sheet: Operationalising Non-Financial Misconduct under SMCR

The integration of Non-Financial Misconduct (NFM) – encompassing behaviours such as harassment, discrimination, and bullying – into the Senior Managers and Certification Regime (SMCR) marks an important step in UK financial services regulation. A webinar, Managing Non-Financial Misconduct Under SMCR, hosted by A-Team Group, offered senior practitioners insights into operationalising these expectations, covering legal alignment,...

EVENT

Data Management Summit London

Now in its 16th year, the Data Management Summit (DMS) in London brings together the European capital markets enterprise data management community, to explore how data strategy is evolving to drive business outcomes and speed to market in changing times.

GUIDE

Regulatory Data Handbook 2025 – Thirteenth Edition

Welcome to the thirteenth edition of A-Team Group’s Regulatory Data Handbook, a unique and practical guide to capital markets regulation, regulatory change, and the data and data management requirements of compliance across Europe, the UK, US and Asia-Pacific. This year’s edition lands at a moment of accelerating regulatory divergence and intensifying data focused supervision. Inside,...