About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

Risk Focus Adds Regulatory Reporting Advisory

Subscribe to our newsletter

Risk Focus has introduced Regulatory Reporting Advisory (RRA), a service designed to help clients comply with trade reporting regulations, meet aggressive deadlines and build solutions for regulatory compliance, including upcoming regulations such as Securities Finance Transaction Reporting (SFTR), which takes effect in early 2019.

Risk Focus RRA offers support for all aspects of regulatory reporting and controls. Workshops, health checks, assurance reviews, education and training aim to ensure the service provides stability in times of constant change. As the preferred implementation partner of RegTek Solutions, Risk Focus RRA has held on-site and remote workshops for clients, guiding them through changes made to European Market Infrastructure Regulation (EMIR) Regulatory Technical Standards (RTS) late last year and the DTCC Global Trade Repository.

Srikant Ganesan, Senior managing director at Risk Focus Financial Services Solutions, comments: “Risk Focus is the firm to turn to for expertise and advice related to trade and transaction reporting challenges, be it a health-check, a training session or a full-on implementation.”

Risk Focus RRA can help clients assess, select, build and implement control tools and systems around both existing and upcoming regulations. These cover all aspects of regulatory reporting, including key controls such as completeness and accuracy assurances.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Best Practices for Managing Trade Surveillance

The surge in trading volumes combined with the emergence of new digital financial assets and geopolitical events have added layers of complexity to market activities. Traditional surveillance methods often struggle to keep pace with these changes, leading to difficulties in detecting sophisticated market abuses and increased regulatory risk. To address these challenges, financial institutions are...

BLOG

Sustainable Trading to Wind Down, Leaving ESG Legacy for Trading Industry

Sustainable Trading, the non-profit membership network created to drive environmental, social, and governance (ESG) best practices within the financial trading industry, is set to close its doors. The decision, which comes just over three years after its high-profile launch, was confirmed following a board recommendation and subsequent member vote at an Extraordinary General Meeting on...

EVENT

TradingTech Summit New York

Our TradingTech Briefing in New York is aimed at senior-level decision makers in trading technology, electronic execution, trading architecture and offers a day packed with insight from practitioners and from innovative suppliers happy to share their experiences in dealing with the enterprise challenges facing our marketplace.

GUIDE

The DORA Implementation Playbook: A Practitioner’s Guide to Demonstrating Resilience Beyond the Deadline

The Digital Operational Resilience Act (DORA) has fundamentally reshaped the European Union’s financial regulatory landscape, with its full application beginning on January 17, 2025. This regulation goes beyond traditional risk management, explicitly acknowledging that digital incidents can threaten the stability of the entire financial system. As the deadline has passed, the focus is now shifting...