About a-team Marketing Services
The knowledge platform for the financial technology industry

A-Team Insight Podcasts

Podcast: Creating a Regulatory Change Management Framework

Subscribe to our newsletter

Join us for another in-depth A-Team Group Podcast, as we explore the best ways to create a robust regulatory change management framework to manage risk and navigate change.

The Podcast explores how firms are developing capabilities to help anticipate risk, track and analyse regulatory updates. It reviews progress towards standards-based semantic technologies and machine-readable texts for interpreting regulatory change from the regulators and market participants, and discusses how to ensure a robust compliance framework by creating a common regulatory taxonomy.

Recorded at the recent A-Team Group RegTech Summit held in New York on the 15th November 2018, the panel discussion is moderated by Breana Patel, Founder & CEO of Bonova Advisory Group.

Panellists include Paul Barkan, Chief Risk Officer at Newtown Savings Bank; Charmian Simmons, Risk Expert at Refinitiv; Wesley Moore, Executive Director and Founder at Quarule; and Tim Sweeney, SVP for North America at Corlytics.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Generative and Agentic AI in Financial Markets: What the Data Really Shows

Artificial intelligence is reshaping financial markets – but the reality on the ground is more nuanced, more uneven, and more instructive than the headlines suggest. A new A-Team Insight research programme, drawing on responses from senior AI decision-makers at buy-side and sell-side institutions across the USA, UK and Canada, reveals a market in transition: from...

BLOG

Smarsh and AWS Target the Governance Gap in AI-Powered Surveillance

Smarsh recently reported what it describes as breakthrough results from its collaboration with Amazon Web Services (AWS), including a 77% reduction in compliance review workload at one global investment bank. The three-month deployment analysed millions of alerts and, according to Smarsh, produced a 2% decline in true positives. The results provide an early test of...

EVENT

TradingTech Summit London

Now in its 16th year, the TradingTech Summit London brings together senior leadership across capital markets trading technology and market data. Join us to deep dive into key opportunities and challenges driving technological transformation across sell-side and buy-side firms.

GUIDE

AI in Capital Markets Handbook 2026

AI adoption in capital markets has moved into a more disciplined phase. The priority is now controlled deployment: where AI can be used safely, where it can deliver measurable value, and how outputs can be governed, monitored and evidenced. The 2026 edition of the AI in Capital Markets Handbook examines how AI is being applied...