Broadridge Appoints New AI Leader for Internal Operations

Artificial intelligence (AI) specialist Alix Jules has been appointed to lead Broadridge Financial Solutions’ AI business transformation unit at its New York headquarters.

Jules will be responsible for improving efficiency and productivity at the FinTech provider. With a track record in leading AI-linked initiatives at Google, IBM and Verizon Business, Jules’ experience makes him a good fit for Broardridge’s internal operations, said head of AI Roger Burkhardt.

“Alix’s background in digital- and AI-driven transformations brings invaluable ‘hands on’ expertise to our business and operations teams as they transform the ways in which we service our clients and meet the needs of the financial services industry,” Burkhardt said in a statement. “He brings deep and practical understanding of both the human and technical elements of business transformations.”

Broadridge has launched several generative AI-focussed products, including BondGPT, OpsGPT and Tradeverse.

Broadridge Appoints David Fellah and Alix Jules to Advance AI Trading Solutions and Transformation

Broadridge Financial Solutions has appointed David Fellah as Vice President of AI Trading Solutions and Alix Jules as AI Business Transformation Leader, both reporting to Roger Burkhardt, Enterprise Head of AI and Data and CTO of Capital Markets. Based in New York, Fellah will focus on developing AI and analytics-based trading solutions to enhance client strategies and reduce costs. Fellah brings three decades of experience in trading technology and quantitative research, with prior roles at Instinet, ITG, and J.P. Morgan.

“David brings a holistic understanding of the financial and technological considerations that front-office traders face,” said Burkhardt. “His experience and success underscore our commitment to investing in AI-powered innovations that deliver meaningful and differential value to global markets.”

Alix Jules, who also joins Broadridge in New York, will lead the transformation strategy to improve productivity and streamline operations through GenAI and digital tools. Previously with Google, IBM, and Verizon Business, Jules brings expertise in implementing AI-driven operational efficiencies. These appointments support Broadridge’s expanding portfolio of AI-powered innovations, including BondGPT, OpsGPT, and Tradeverse, aimed at delivering enhanced data and AI solutions to clients in capital markets.

“We are excited to have Alix join Broadridge where we are dedicated to leveraging AI to better serve our clients, empower our staff and drive efficiency in operations,” commented Burkhardt. “Alix’s background in digital and AI driven transformations brings invaluable “hands on” expertise to our business and operations teams as they transform the ways in which we service our clients and meet the needs of the financial services industry.  He brings deep and practical understanding of both the human and technical elements of business transformations.”

TRG Screen Expands Global Operations with New Center in Bangalore and Key Leadership Appointments

TRG Screen, the B2B market data and subscription cost management solutions provider, has opened a new Global Capacity Center in Bangalore, India, and made a series of strategic leadership appointments. The Bangalore center aims to enhance TRG Screen’s ability to provide around-the-clock client support, to reinforce the company’s operational resilience, and expand its talent base in key areas like AI, data analytics, and managed services, supporting TRG Screen’s global client base across multiple time zones.

Alongside this expansion, TRG Screen has bolstered its executive team under CEO Leigh Walters, with new roles focused on financial growth, customer experience, technological advancement, and product innovation. Key appointees include Marina Angelides as CFO, Terence Faherty as CRO, Nadine Scott as CCO, Harvinder Vasir as CTO, Suzanne Ward as CPO, and Amjad Zoghbi as Head of Solutions Engineering.

OptAxe Appoints FX Industry Leader Chris Smith as Chief Business Development Officer

OptAxe, the regulated trading platform specialising in liquidity solutions for FX options, has appointed Chris Smith, a veteran in foreign exchange (FX) markets, to its management team. The strategic hire follows OptAxe’s recent authorisation by the UK’s FCA to operate as a Multilateral Trading Facility (MTF) for FX options, reinforcing the company’s commitment to innovation in centralised liquidity and trading efficiency.

Smith brings over 30 years of experience across prominent financial institutions, having held senior roles at Commonwealth Bank, Deutsche Bank, HSBC, Citi, and Credit Suisse. Known for his expertise in technology-driven trading solutions, Smith has led numerous initiatives to enhance market efficiency and deepen liquidity access. His addition to OptAxe’s leadership team is set to accelerate the firm’s growth and solidify its position as a leading platform in FX options trading.

ITRS Hires Ryan Terpstra as New CEO to Drive Growth and Innovation

ITRS, the real-time IT monitoring and observability solutions provider, has appointed Ryan Terpstra as CEO. Terpstra replaces Guy Warren, who led the company for over a decade and is stepping down to prioritise family commitments. Terpstra brings over 20 years of leadership experience in technology, most recently serving as Chief Product Officer at ION Analytics, a division of ION Group. His background includes founding Selerity, where he developed AI-powered products, positioning him well to enhance ITRS’s AIOps capabilities.

Under Terpstra’s leadership, ITRS plans to expand its offerings through product innovation and strategic mergers and acquisitions (M&A), supported by key stakeholders, including Montagu and TA Associates. This strategic leadership transition underscores ITRS’s commitment to advancing its market position and delivering value to both new and existing clients.

Corlytics Names Graham Howell as Chief Financial Officer

Global RegTech consolidator Corlytics, has appointed Graham Howell as Chief Financial Officer (CFO) to support its ongoing global expansion. This move follows the company’s recent growth in the United States and strategic acquisitions, including Deloitte UK’s RegTech platform, ING’s SparQ, and Clausematch. These developments aim to enhance Corlytics’ capabilities in addressing the increasing complexity of global regulatory requirements.

With 35 years of experience in finance within the software industry, Howell has served as CFO for various SaaS companies, including Nextlane, TraceOne, and Ullink, all backed by private equity firms. His expertise in managing acquisitions and integrations is expected to be instrumental as Corlytics continues its growth trajectory.

CEO John Byrne highlighted Howell’s extensive experience, stating that his background in high-growth software companies will be a valuable asset to Corlytics.

Howell expressed enthusiasm about joining Corlytics, noting the company’s mission to leverage analytics beyond compliance and risk management to provide business advantages for clients.

This appointment is part of Corlytics’ broader strategy to strengthen its leadership team, as evidenced by the recent addition of three C-level executives: Steve Barnes as Group Technology Officer, Dr. Oisín Boydell as Chief Data Officer, and Ray O’Donnell as Chief Tech Architect.

Corlytics Ramps Up US Presence with New Leadership Team

Global RegTech consolidator Corlytics is ramping up its presence in the US market with a new leadership team for its North America operations.

Industry veteran Aidan Houlihan, will head the new team, bringing a wealth of expertise in financial services with over 15 years in senior roles at Napier.ai and BNY Mellon.

The leadership team brings a deep bench of industry experience together in the US and includes Freddie Frith (formerly global head of sales at Clausematch), as vice president of sales, and Lana Chan, (previously with Fenergo), leading customer success. Other senior appointments include Chad Schaefer, overseeing professional services, and Rory McGrath, leading product consulting.

CEO and founder John Byrne noted that this expansion reflects a strategic focus on the US as a key market, where the company aims to enhance its leadership and service. “We have restructured to create Corlytics Group, integrating our industry-leading regulatory and compliance intelligence businesses,” said Byrne.

This move follows recent executive appointments at the C-level, including Steve Barnes as Group Technology Officer, Oisin Boydell as Chief Data Officer, and Ray O’Donnell as Chief Tech Architect, further signalling Corlytics’ commitment to scaling its operations and enhancing its product offerings in regulatory intelligence.

DiffusionData Appoints Raphael Vergnaud as Chief Revenue Officer

DiffusionData, thereal-time data streaming and messaging solutions vendor, has named Raphael Vergnaud as its new Chief Revenue Officer. Vergnaud brings over 25 years of global experience in enterprise sales, previously holding senior roles at companies such as Montrium, Zendrive, and Keatext. In his new position, he will oversee all revenue-generating activities, focusing on sales and marketing strategies to drive business growth.

With a background as both a software engineer and an MBA from the University of Chicago Booth School of Business, Vergnaud is well-equipped to lead DiffusionData’s sales efforts. His expertise spans new business development, sales strategy, and building high-performance sales teams. DiffusionData’s flagship framework, Diffusion, is widely used in industries like financial services and eGaming, offering patented delta streaming technology that reduces bandwidth and cloud costs while delivering real-time, hyper-personalised data.

Finbourne Appoints New Chief Operating Officer

Investment data management technology provider Finbourne Technology has appointed FinTech specialist Francesca Lubbock as its new chief operating officer, based in London.

Formerly holder of the same role at ZoomInfo, Lubbock will focus on scaling Finbourne’s business processes and optimising performance, the company said. She also joins the company’s Senior Leadership Team, which oversees implementation of its long-term vision.

“Francesca’s proven track record in operational leadership and transformative growth makes her a perfect fit for our company at this pivotal juncture,” said Finbourne chief executive Thomas McHugh. “We are confident that Francesca will help guide us through the next stage of our growth, enhancing both operational efficiency and innovation.”

The company, which offers a range of data management services, including through its SaaS-based LUSID platform, recently received a US$55 million capital injection in a Series B round, almost doubling the total amount of funding raised.

Finbourne’s products and services ate being utilised by clients including Northern Trust and the Pension Insurance Corporation. It is committed to growth in the UK, the US, Ireland, Singapore and Ireland.

SGX FX Strengthens Liquidity and Data Innovation with Appointment of Hugh Whelan

SGX FX, the FX arm of the Singapore Exchange, has appointed Hugh Whelan as head of liquidity management and data strategy, reinforcing its commitment to enhancing liquidity provision and advancing data-driven solutions.

Whelan, formerly the head of EBS Direct at CME Group, will be based in London and tasked with steering the strategic direction of the liquidity provider segment. His responsibilities include fostering relationships with key sell-side clients, identifying growth opportunities, and improving platform capabilities to better serve the liquidity provider community. Whelan brings a wealth of experience in the FX market, having successfully led the development of EBS Direct into a bilateral FX trading venue. His expertise in driving commercial success and product innovation will be key to SGX FX’s future growth.