Archax, the FCA regulated digital securities exchange, brokerage and custodian based in London, has appointed Malcolm Ford to lead its institutional sales activities in the run up to launch. Ford has over 20 years of experience in the institutional capital markets space, having worked for CMC Markets, Instinet, KCG, Morgan Stanley and Credit Agricole Cheuvreux. He has also worked for leading boutique firms including Assure Hedge, Linear Investments and Monsas.
This webinar has passed, but you can view the recording here. With the March ‘launch’ of the global legal entity identifier (LEI), the marketplace now officially has a standard it can use for managing entity data. Post-Credit Crunch, the lack of such a standard has forced firms to embark on their own initiatives to create...
Data siloes are proliferating, data lakes are overflowing, regulators are asking for access to more granular data, and data management teams are looking at how to deal with enormous data volumes in capital markets, understand both structured and unstructured data, make data accessible and contextual for business users, and turn it into a strategic asset....
Now in its 10th year, RegTech Summit London will bring together the RegTech ecosystem to explore how the European capital markets financial industry can leverage technology to innovate the compliance function and response.
The industry breathed a sigh of relief when the deadline for reporting under the US Foreign Account Tax Compliance Act (Fatca) was pushed back to July 1, 2014. But what’s starting to look like perhaps the most significant regulation of the next 12 months may start to impact our marketplace sooner than we think, especially...