Archax, the FCA regulated digital securities exchange, brokerage and custodian based in London, has appointed Malcolm Ford to lead its institutional sales activities in the run up to launch. Ford has over 20 years of experience in the institutional capital markets space, having worked for CMC Markets, Instinet, KCG, Morgan Stanley and Credit Agricole Cheuvreux. He has also worked for leading boutique firms including Assure Hedge, Linear Investments and Monsas.
Managing financial crime risk requires a comprehensive approach to due diligence, screening, and continuous monitoring. Financial institutions face increasing regulatory scrutiny and staying compliant in today’s dynamic environment requires advanced technologies. Failure to comply is resulting in severe enforcement penalties. This webinar will explore practical strategies and tools for mitigating financial crime risk, focusing on...
CACEIS, the asset servicing business within Crédit Agricole Group, has migrated to NeoXam’s GP3 accounting system with the intention of operating a single platform that will provide its institutional and mutual funds customers with an improved user experience and regulatory compliance. The platform has also been implemented to attract new client business. The company selected...
Your Gateway to the Alternative Data Ecosystem. Now in its 8th year, the Eagle Alpha Alternative Data Conference, managed by A-Team Group, is the premier content and networking forum for investment firms and hedge funds using alternative data.
This special report accompanies a webinar we held on the popular topic of The Data Management Challenges of Client Onboarding and KYC, discussing the data management challenges of client onboarding and KYC, and detailing new technology solutions that have the potential to automate and streamline onboarding and KYC processes. You can register here to get immediate...