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17th-18th November, 2020


Day One - 17th November: Maintaining resilience and managing evolving risks in the new distributed and digitised environment with RegTech

Register now to join the event and listen to daily live keynotes, participate in live speaker chat Q&As sessions and access pre-recorded content available on-demand over the two days.  See the full agenda below!

Broadcast live on: November 17th, 10am EST/3pm GMT/4pm CET
Keynote (User & Regulator) Panel: Global perspectives – The outlook for regulatory compliance and RegTech in a post – COVID world (40 mins)

  • RegTech perspectives from innovators and Regulators in UK, Europe & US
  • Long term impact of COVID on the global regulatory landscape and implications for financial institutions and the RegTech industry
  • Regulatory and supervisory responses to COVID-19 and how this will support fintech, digital and technology agenda

Moderated by: Jo Ann Barefoot, CEO & Founder, Alliance for Innovative Regulation (AIR)
Ian Hollowbread,
Head of RegTech, ING Labs
Richard Rosenholtz,
Chairman, Nordic RegTech Association
Vaidotas Tamulenas,
Bank Expert, European Banking Authority

Tap into the expertise of our RegTech Speaker Community – ask questions and gain insights into topics being discussed!
Join the live Speaker Chat Q&A on: November 17th, 10.40am EST/3.40pm GMT/4.40pm CET

Available on-demand, 17th November
Panel: Maintaining resilience and managing evolving risks to support new business and operating models with agile and enhanced compliance (40 mins)

  • Defining the new normal business environment and the new risks we are facing
  • Remote working culture: Managing employee and behavioural risk
  • Efficacy of compliance monitoring systems and controls on managing conduct and surveillance
  • Evolving data privacy and protection issues; IT resilience and managing cyber security threats
  • How Regtech can support operational needs

Moderator: Stephen Livermore, Industry Advisor and Consultant, Risk, Compliance, Monitoring, Surveillance and Regulatory Change
David Cowland,
Head of Compliance Operations, Fidelity International
Marc Salter,
Director of Client Development, ACA Compliance Group

Available on-demand, 17th November
Panel: Digitising onboarding, KYC and AML with RegTech (40 mins)

  • Overcoming data and technology challenges to accelerate the digital optimisation and automation of KYC, onboarding processes and controls
  • Leveraging Digital IDs
  • Transaction monitoring and overcoming challenges around data and models
  • Best practice guidelines/advice for partnering with Regtechs for a successful outcome
  • Collaboration on innovation and standards to support a more efficient FinCrime framework

Moderator: Lorraine Waters, CDO, Compliance, HSBC
Bob Schukai,
Senior Vice President, Identity Solutions, Mastercard
John Osei-Kwaku,
Head of Customer Due Diligence, Bank of China

Day Two - 18th November: Global regulatory priorities and RegTech

Broadcast live on: November 18th, 10am EST/3pm GMT/4pm CET
Keynote: Brexit UK-US FTA and the future of Transatlantic Regulatory Cooperation (15 mins + Q&A)

  • Define the UK’s objectives for a post-Brexit world in terms of regulation and financial services
  • Provide an update on Brexit negotiations and the UK-EU relationship
  • Discuss the UK-US FTA objectives and impact for financial services and regulation
  • Detail the future of transatlantic regulatory cooperation and change
  • Explain how Department for International Trade (DIT) is supporting financial services, FinTech, and RegTech

Antony Phillipson, Her Majesty’s Trade Commissioner for North America and Consul General in New York

Tap into the expertise of our RegTech Speaker Community – ask questions and gain insights into topics being discussed!
Join the live Speaker Chat Q&A on: November 18th, 10.30am EST/3.30pm GMT/4.30pm CET

Available on-demand, 18th November
Fireside Chat: The next frontier – the rise of ESG and Sustainable investing (15 mins)

  • Regulatory developments on ESG and Sustainability
  • Impact of COVID-19 on ESG trends
  • Integrating ESG frameworks into current risk management practices
  • ESG data and reporting challenges

Beate Born, Head of Strategic Projects, Investment & Trading Platforms, UBS Wealth Management
Interviewed by: Andrew Delaney, President & Chief Content Officer, A-Team Group 

Available on-demand, 18th November
Panel: Regulatory reporting: Global updates and changes – is your firm ready and how can RegTech improve efficiency? (40 mins)

  • UK and US regulator reporting updates: Implementation experiences and lessons learned so far from – CAT, MiFID II, EMIR Refit, SFTR
  • Progress around global cross jurisdictional data standards e.g  UPI, CFI, to improve data collection and reporting
  • Considerations for building a resilient regulatory framework post COVID
  • Experiences of moving regulatory data to the cloud

Moderator: Andrew Delaney, President & Chief Content Officer, A-Team Group
Joshua Beaton,
Head of Americas Trade & Transaction Reporting, Morgan Stanley
Malavika Solanki,
Member of the Management Team, Derivatives Services Bureau (DSB)
Eric Rothrock
, Senior Vice President, Cloud Product Management, AxiomSL
John McDonald, Head of Governance, Risk & Compliance – Americas, Amazon Web Services (AWS) – Financial Services Vertical

Available on-demand, 18th November
Panel: Preparing for Brexit and ESG – What will the new regulatory and reporting environment look like post COVID and how should financial institutions prepare? (40 mins)

  • Preparing for a hard Brexit and access to the single market post Brexit
  • Managing the amendments to existing regulations e.g revisions to MiFID II
  • Preparing for the UK-EU reporting landscape post Brexit (UK and FCA versions of SFTR, EMIR, MiFIR)
  • Improving data quality to meet regulatory requirements
  • ESG and complying with EU Regulations

Moderator: Niresh Rajah, Board Advisor, NED – FinTech, Regulatory Change, Chief Data Office and RegTech
Ron Finberg, Regulatory Specialist, Cappitech

Available on-demand, 18th November
The new European Single Electronic Format (ESEF): enabling trusted machine-readable financial reporting

  • ESEF for listed issuer’s financial reports: origin, development and key features
  • The LEI requirement in ESEF
  • Leveraging the LEI for verification and data aggregation

Anna Sciortino, Policy Officer, ESMA
Clare Rowley, Head of Business Operations, GLEIF

Available on-demand, 18th November
Panel: Managing the LIBOR transition (40 mins)

  • Data and technology challenges of moving to Risk free Rates (RFR)
  • Progress and industry adoption of moving to Risk free Rates (RFR)
  • Applying RegTech to support the transition
  • Upcoming milestones, key preparations and implementation priorities

Hear what attendees to our recent DMS Virtual had to say about the quality of our events:

“The virtual Data Management Summit is very helpful resource to keep up with the state of the industry during these challenging times.”

Gene Lyandres, OmniScience Capital Risk Management