Agenda

Enabling Innovation in Regulatory Compliance
New information for 2022 coming soon.

America Square Conference Centre London

May 2022


#RTSLDN

Agenda

08:15

Registration and Networking over Coffee

09:00

Chair’s opening address
Andrew Delaney, Chief Content Officer, A-Team Group

09:10

Regulator Keynote 

  • Updates from the Regulator on SupTech priorities and focus areas for a digital regulator
  • RegTech trends: How the RegTech industry will evolve
09:30

User Panel: Compliance Perspectives – The outlook for regulatory compliance and RegTech 

  • Impact of COVID on the regtech industry and evolution of regtech over the last 12 months
  • Regulatory and supervisory responses to COVID-19 and how this will support fintech, digital and technology agendas
  • Operationalising RegTech and overcoming barriers to scaling up: what are the best practices for developing a regtech strategy
  • The outlook ahead and priorities for financial institutions and the RegTech industry
10:10

Platinum Sponsor Keynote

10:30

Networking and refreshment break

11:00

Panel: Preparing for a new era of regulatory transparency: What will the new global reporting environment look like and how should financial institutions prepare?

  • Responding to regulators’ expectations for more granular and higher quality data
  • How to build a strong data governance framework to ensure data quality, completeness and accuracy for reporting
  • Being able to prove data lineage for regulatory compliance
  • Progress around adoption and alignment of standards such as the Unique Product Identifier (UPI), and Critical Data Elements (CDE)
  • Approaches to managing unstructured data
11:40

RegTech Start up Elevator Pitch

Hear from an innovative RegTech start up who has  5 minutes to pitch their product

11:45

Panel: Exploring best practices and lessons learnt for complying with MiFIR, EMIR & SFTR reporting regimes

  • Lessons learned from MiFIR, EMIR, SFTR and outstanding issues
  • Regulatory reporting post Brexit – managing UK and EU dual reporting requirements
  • How do you build best practice into your regulatory reporting platforms where is Regtech providing efficiencies
12:25

Platinum Sponsor Keynote

12:45

 Lunch and Networking

13:45

Keynote: Building a regulatory framework to thrive in the post Brexit regulatory environment

  • Impact of Brexit on the regulatory environment: what is changing in the UK and EU as a result of Brexit: where are the rules deviating, what regulations are impacted, what are the implications for FIs? 
  • Responding to climate change and sustainability developments
  • Leveraging technology to thrive in the new regulatory environment
14:15

How to develop an effective regulatory change management framework to manage the cost of compliance 

  • Managing regulatory change post Brexit: Tracking the divergence of EU/UK rule making
  • Managing the emerging ESG regulatory landscape 
  • How RegTech can help provide efficiencies and a strategic approach to managing regulatory change
14:55

RegTech Start up Elevator Pitch

Hear from an innovative RegTech start up who has  5 minutes to pitch their product

15:00

Panel:  Adapting trade and communications surveillance for the new world of work

  • Embracing new technologies in a secure way: Managing the risks of data capture from new communications channels voice, video, email and personal/unmonitored devices
  • How to approach surveillance in a ‘hybrid’ working environment
  • Leveraging AI, NLP and ML to manage unstructured data and improve surveillance effectiveness
  • Managing the problems of false positives
  • Is holistic surveillance the answer? 
15:40

Networking and Refreshment break

16:10

RegTech Start up Elevator Pitch

Hear from an innovative RegTech start up who has  5 minutes to pitch their product

16:15

Panel: Leveraging RegTech to create a single, holistic view of the customer to manage AML risk and improve KYC

  • Managing siloed and fragmented data and systems: how to get your data and technology set up right for KYC and AML
  • Combining internal and external data sets to make the connections in data to generate insights to manage risk 
  • Transaction monitoring approaches: Transitioning to ML models to analyse complex data sets and how to manage data quality issues
  • Moving towards event driven KYC approaches 
  • Opportunity for DLT to drive industry collaboration to improve AML and FCC
16:55

Fireside Chat: The rise of game changing Privacy Enhancing Technology (PETs) to unlock value and improve compliance

17:25

Networking and Drinks Reception

**Agenda subject to change **

Testimonial

“Engaging with innovation and regtech representatives from financial services firms.”

Kieran Seaward, Head of Sales, Datactics