Agenda

Chair’s opening address
Andrew Delaney, Chief Content Officer, A-Team Group

Regulator Keynote 

• Updates from the Regulator on SupTech priorities and focus areas for a digital regulator
• RegTech trends: How the RegTech industry will evolve

User Panel: Compliance Perspectives – The outlook for regulatory compliance and RegTech 

• Impact of COVID on the regtech industry and evolution of regtech over the last 12 months
• Regulatory and supervisory responses to COVID-19 and how this will support fintech, digital and technology agendas
• Operationalising RegTech and overcoming barriers to scaling up: what are the best practices for developing a regtech strategy
• The outlook ahead and priorities for financial institutions and the RegTech industry

Platinum Sponsor Keynote

Panel: Preparing for a new era of regulatory transparency: What will the new global reporting environment look like and how should financial institutions prepare?

• Responding to regulators’ expectations for more granular and higher quality data
• How to build a strong data governance framework to ensure data quality, completeness and accuracy for reporting
• Being able to prove data lineage for regulatory compliance
• Progress around adoption and alignment of standards such as the Unique Product Identifier (UPI), and Critical Data Elements (CDE)
• Approaches to managing unstructured data

RegTech Start up Elevator Pitch

Hear from an innovative RegTech start up who has  5 minutes to pitch their product

Panel: Exploring best practices and lessons learnt for complying with MiFIR, EMIR & SFTR reporting regimes

• Lessons learned from MiFIR, EMIR, SFTR and outstanding issues
• Regulatory reporting post Brexit – managing UK and EU dual reporting requirements
• How do you build best practice into your regulatory reporting platforms where is Regtech providing efficiencies

Platinum Sponsor Keynote

Keynote: Building a regulatory framework to thrive in the post Brexit regulatory environment

• Impact of Brexit on the regulatory environment: what is changing in the UK and EU as a result of Brexit: where are the rules deviating, what regulations are impacted, what are the implications for FIs? 
• Responding to climate change and sustainability developments
• Leveraging technology to thrive in the new regulatory environment

How to develop an effective regulatory change management framework to manage the cost of compliance 

• Managing regulatory change post Brexit: Tracking the divergence of EU/UK rule making
• Managing the emerging ESG regulatory landscape 
• How RegTech can help provide efficiencies and a strategic approach to managing regulatory change

RegTech Start up Elevator Pitch

Hear from an innovative RegTech start up who has  5 minutes to pitch their product

Panel:  Adapting trade and communications surveillance for the new world of work

• Embracing new technologies in a secure way: Managing the risks of data capture from new communications channels voice, video, email and personal/unmonitored devices
• How to approach surveillance in a ‘hybrid’ working environment
• Leveraging AI, NLP and ML to manage unstructured data and improve surveillance effectiveness
• Managing the problems of false positives
• Is holistic surveillance the answer? 

RegTech Start up Elevator Pitch

Hear from an innovative RegTech start up who has  5 minutes to pitch their product

Panel: Leveraging RegTech to create a single, holistic view of the customer to manage AML risk and improve KYC

• Managing siloed and fragmented data and systems: how to get your data and technology set up right for KYC and AML
• Combining internal and external data sets to make the connections in data to generate insights to manage risk 
• Transaction monitoring approaches: Transitioning to ML models to analyse complex data sets and how to manage data quality issues
• Moving towards event driven KYC approaches 
• Opportunity for DLT to drive industry collaboration to improve AML and FCC

Fireside Chat: The rise of game changing Privacy Enhancing Technology (PETs) to unlock value and improve compliance