Enabling Innovation in Regulatory Compliance
New information for 2022 coming soon.

America Square Conference Centre London

May 2022




Registration and Networking over Coffee


Chair’s opening address
Andrew Delaney, Chief Content Officer, A-Team Group


Regulator Keynote 

  • Updates from the Regulator on SupTech priorities and focus areas for a digital regulator
  • RegTech trends: How the RegTech industry will evolve

User Panel: Compliance Perspectives – The outlook for regulatory compliance and RegTech 

  • Impact of COVID on the regtech industry and evolution of regtech over the last 12 months
  • Regulatory and supervisory responses to COVID-19 and how this will support fintech, digital and technology agendas
  • Operationalising RegTech and overcoming barriers to scaling up: what are the best practices for developing a regtech strategy
  • The outlook ahead and priorities for financial institutions and the RegTech industry

Platinum Sponsor Keynote


Networking and refreshment break


Panel: Preparing for a new era of regulatory transparency: What will the new global reporting environment look like and how should financial institutions prepare?

  • Responding to regulators’ expectations for more granular and higher quality data
  • How to build a strong data governance framework to ensure data quality, completeness and accuracy for reporting
  • Being able to prove data lineage for regulatory compliance
  • Progress around adoption and alignment of standards such as the Unique Product Identifier (UPI), and Critical Data Elements (CDE)
  • Approaches to managing unstructured data

RegTech Start up Elevator Pitch

Hear from an innovative RegTech start up who has  5 minutes to pitch their product


Panel: Exploring best practices and lessons learnt for complying with MiFIR, EMIR & SFTR reporting regimes

  • Lessons learned from MiFIR, EMIR, SFTR and outstanding issues
  • Regulatory reporting post Brexit – managing UK and EU dual reporting requirements
  • How do you build best practice into your regulatory reporting platforms where is Regtech providing efficiencies

Platinum Sponsor Keynote


 Lunch and Networking


Keynote: Building a regulatory framework to thrive in the post Brexit regulatory environment

  • Impact of Brexit on the regulatory environment: what is changing in the UK and EU as a result of Brexit: where are the rules deviating, what regulations are impacted, what are the implications for FIs? 
  • Responding to climate change and sustainability developments
  • Leveraging technology to thrive in the new regulatory environment

How to develop an effective regulatory change management framework to manage the cost of compliance 

  • Managing regulatory change post Brexit: Tracking the divergence of EU/UK rule making
  • Managing the emerging ESG regulatory landscape 
  • How RegTech can help provide efficiencies and a strategic approach to managing regulatory change

RegTech Start up Elevator Pitch

Hear from an innovative RegTech start up who has  5 minutes to pitch their product


Panel:  Adapting trade and communications surveillance for the new world of work

  • Embracing new technologies in a secure way: Managing the risks of data capture from new communications channels voice, video, email and personal/unmonitored devices
  • How to approach surveillance in a ‘hybrid’ working environment
  • Leveraging AI, NLP and ML to manage unstructured data and improve surveillance effectiveness
  • Managing the problems of false positives
  • Is holistic surveillance the answer? 

Networking and Refreshment break


RegTech Start up Elevator Pitch

Hear from an innovative RegTech start up who has  5 minutes to pitch their product


Panel: Leveraging RegTech to create a single, holistic view of the customer to manage AML risk and improve KYC

  • Managing siloed and fragmented data and systems: how to get your data and technology set up right for KYC and AML
  • Combining internal and external data sets to make the connections in data to generate insights to manage risk 
  • Transaction monitoring approaches: Transitioning to ML models to analyse complex data sets and how to manage data quality issues
  • Moving towards event driven KYC approaches 
  • Opportunity for DLT to drive industry collaboration to improve AML and FCC

Fireside Chat: The rise of game changing Privacy Enhancing Technology (PETs) to unlock value and improve compliance


Networking and Drinks Reception

**Agenda subject to change **


“Engaging with innovation and regtech representatives from financial services firms.”

Kieran Seaward, Head of Sales, Datactics