The knowledge platform for the financial technology industry

RegTech Summit New York

21 November, 2024

21 November, 2024



@Ease, 7th Floor, 605 Third Avenue, New York
21 November, 2024



@Ease, 7th Floor, 605 Third Avenue, New York

Where Innovation Meets Compliance

Now in its 8th year, the RegTech Summit NYC will bring together the RegTech ecosystem to explore how the North American capital markets financial industry can leverage technology to innovate the compliance function and response.

AI driven technologies are transforming compliance and opening up huge potential for compliance innovation, productivity gains and cost efficiencies.  Now is the time to invest for the future.

Join us to hear from leading RegTech practitioners and innovators who will share insights into how they are tackling the challenges of adopting and implementing RegTech and how to advance your RegTech strategy.

2024 Topics include:

  • A Regulator’s perspective on AI
  • Leveraging Generative AI and Large Language Models for regulatory compliance
  • How to set up your data management platform to meet the requirements of BCBS239
  • Best practice approaches to data management for regulatory reporting
  • Impact of the Basel III Endgame on capital markets
  • How to build a flexible and agile reporting platform to meet future requirements
  • Managing regulatory expectations and best practices for fighting financial crime
  • Addressing financial crime and AML with RegTech
  • Best practices for eComms and multi-channel surveillance
  • The future of post trade – Next steps after T+1


Meet the speakers & advisory board

Joseph Sabelja AI Strategy & Innovation
JP Morgan
Anand Narayanan Executive Director, Head of Regulatory Change Management
SMBC Corporation
Kaitlin Asrow Executive Deputy Superintendent, Research & Innovation Division
New York State Department of Financial Services
John Chan Director of Technology – AI, ML
Raymond James Financial
Minerva Tantoco Technology Council
Alliance for Innovative Regulation (AIR)
Sepehr Irandoost Head of Global Surveillance Effectiveness and Efficiency
Bank of America
Mary Kopczynski Co-Founder
Women in RegTech New York
Stan Yakoff Adjunct Professor of Law
Fordham Law School
Konstantinos Rizakos Managing Director, Compliance Engineering
Goldman Sachs
Alex Ford Co-Founder
Women in RegTech in New York
Non Executive Director The RegTech Association
Rakesh Gupta Head of Data Strategy & Management
TD Group
Mandy Ramlow Managing Director, AML Systems, Data, Innovation and Operations
BMO Financial Group
Sateesh Kumar Challa Head of Digital Transformation Office
Societe Generale
Clare Gehrhardt Regulatory Reporting Specialist
Kabir Rekhi Managing Director, Global Head Data Architecture
RBC Capital Markets
Brett Utnick Head of US Regulatory Services
BMO Financial Group
Sassan Danesh Management Team
Derivatives Service Bureau (DSB)
Jocelyn Valenzuela Executive Director - Head of KYC Management Team
Natixis CIB Americas
Clifford Gerber Director, Capital Markets Trading Technology
Tina Chace VP Product
Vall Herard Co-founder & CEO
Weiyee In CIO
Protego Trust
Alexandra Mysak Board Member
Shahab Khan Head of Liquidity Policy
Kenneth Lamar Principal Partner
Lamar Associates LLC
Peter Gargone Founder & CEO
Gerard Bermingham Head of Client Management and North America
Jane Gavronsky COO
Ihyeeddine El Feki Trading and Risk Management Solutions lead
Inna Jackson Tech Knowledge & Innovation – Americas
Clifford Chance
Aaron Liang Head of Reg Reporting Quality Assurance
Former SMBC
Kreso Marusic CCAR Lead
Former Deutsche Bank
Financial Controller Former Bridgewater Associates
Melissa Watras Director of Product
Trillium Surveyor
Philip Dutton Co-Founder & CEO
Rachna Srivastava Head of Product, AI, Data & Platform
If you'd like to get involved, bring a team of people, or have any questions about this event, please get in touch with us
See all speakers

“We had a fantastic time at the RegTech Summit in New York. It felt like a great nexus for the industry and was the perfect place for us to bring our trade delegation of cutting-edge UK RegTech firms to the US. The A-Team Group did an excellent job organizing this event and we look forward to having a DIT presence at more of their events in the future.”
Ross Allen, Director of Department for International Trade North America

Meet the sponsors

Become a sponsor

Contact Jo Webb


@Ease, 7th Floor, 605 Third Avenue

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