The who's who of the North American RegTech Community New information for 2020 coming soon.

Convene - Financial District New York City

November 2020


2019 Speakers

Raymond Hanson

Managing Director, Head of Global Markets Program Delivery & Regulatory Technology
Credit Suisse

Colin Ware

Global Head of RegTech
BNY Mellon

Robin Doyle

Managing Director, Office of Regulatory Affairs
JP Morgan Chase

David Ehrich

Co-Founder and Executive Director
Alliance for Innovative Regulation (AIR)

Bradley Foster

Global Head of Content (Enterprise)


Tammy Eisenberg

Director – Investment Management Risk and Compliance
BNY Mellon

Viktor Grinberg

Director, Compliance Technology
Deutsche Bank

Boris Nelkin

Innovation Specialist
Deutsche Bank

RIchard Berner

Clinical Professor of Finance and Co-Director, Volatility and Risk Institute
NYU Stern;
Former Director
Office of Financial Research, U.S. Treasury (2013-2017)

Joshua Beaton

Head of Americas Trade & Transaction Reporting
Morgan Stanley

David Emero

Vice President, Regulatory Operations
Goldman Sachs

Richard Maton

Executive Board Member and Strategic Initiatives Lead
International RegTech Association

Kai Schrimpf

Director, Financial Crime Compliance
Credit Suisse

Manash Banerjee

Executive Director, Global Head of Entity Reference Data & Client Lifecycle Management Technology Nomura Securities

Ben Arber

Head of Financial Crime Compliance, Commercial Banking

Fera Jeraj

Managing Director, Head of Global Equity and Structured Products Technology
BMO Capital Markets

Ali van Nes

Senior Vice President, Senior Director, Regulatory Solutions

David Goldman

Head of Regulatory Operations
RBC Capital Markets

William Gates

EVP, Business Development & Alliances
SmartStream RDU

Tom Jordan

Jordan & Jordan

Manisha Kimmel

Senior Advisor, Regulatory Reporting

Eric Karpman

SME in Trading & Compliance Technology

Alex Rabaev

Director, Global Head of CAT Regulatory Reporting
Risk Focus

Todd Ehret

Senior Regulatory Intelligence Officer
Thomson Reuters

Dr. Giles Nelson

CTO, Financial Services

Will Newcomer

VP Strategy, Finance, Risk and Reporting
Wolters Kluwer

Peter Gargone

CEO & Founder
n-Tier Financial Services

Chuck Papageorgiou

Founder & CEO
WorldWatch Plus

Harry Chopra

Chief Client Officer

Adam Dix

Director – Regulatory Reporting

Michael Orrick

President, Americas
Comply Advantage

Tim Sweeney

Financial District Business Manager

Sunny Seon Kang

Senior Privacy Counsel, Head of Policy,

Marc Gilman

General Counsel and VP Compliance
Theta Lake

Advisory Board

Sophia Bantanidis

Head of Regulatory & Policy for TTS Innovation Lab Treasury & Trade Solutions

Giles Spungin

Managing Director, Global Head of Regulatory Compliance and Operational Risk Analytics

Mary Jane Ajodah

Vice President, Strategy and Delivery within the Chief Digital Office
BNY Mellon

Nicole Sandler

Innovation Policy Lead, Regulatory Policy

Paul Clulow Phillips

Managing Director, Managing Director – Co-Global Head of Markets compliance, Global Head of Surveillance Société Générale

Raymond Hanson

Managing Director, Head of Global Markets Program Delivery & Regulatory Technology
Credit Suisse

David Ehrich

Co-Founder & Executive Director
Alliance for Innovative Regulation (AIR)

Subas Roy

International RegTech Association

Mark Whitcroft

Illuminate Financial

Colin Ware

Global Head of RegTech
BNY Mellon

Chad Guissani

Head, Operations Transaction Reporting Compliance
Standard Chartered

Dawd Haque

Global lead for Regulatory Market Initiatives,Transformation & Strateg
Deutsche Bank AG

Meredith Gibson

Market Data Licensing (Consultant)

Sean Taylor

Canaccord Genuity Wealth Management

Speaking Opportunities

If you are interested in getting involved and speaking at our events or on our webinars, please get in touch with us! Email speakers@a-teamgroup.com or call us on +44 (0)20 8090 2055 or +1 646 290 7488.