About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

DTCC Appoints Bari Jane Wolfe Head of Regulatory Relations

Subscribe to our newsletter

The Depository Trust and Clearing Corporation (DTCC) announced today that Bari Jane Wolfe has been appointed to the new position of managing director, head of Regulatory Relations.

Wolfe will spearhead DTCC’s regulatory relations function, overseeing interactions and ongoing work with regulatory bodies in the United States and internationally. Wolfe and the Regulatory Relations team will work in conjunction with DTCC’s Government Relations group to maintain seamless communication with regulators and lawmakers. She will be responsible for fostering strong and collaborative relationships with regulatory supervisors; managing regulatory exams and supervisory requests for information and data; and overseeing regulatory matters that affect DTCC’s businesses. Wolfe will report to Michael C. Bodson, chief operating officer.

“Bari’s extensive knowledge and experience in working with regulators will help DTCC further cultivate ongoing dialogue and a collaborative partnership with them during this critical period of regulatory reform of financial markets here in the US and abroad,” said Bodson. “She will play a key part in helping to work with regulators regarding the critical role that DTCC plays in protecting the markets from systemic risk exposure.”

Prior to DTCC, Wolfe served as managing director at Barclays Capital, where she managed the group responsible for handling litigation, disputes and significant regulatory matters. She also spent 23 years at Lehman Brothers, where she held a number of key positions in the legal and compliance groups, including most recently serving as managing director, Regulation. Wolfe began her career as a litigation associate at Storch, Amini & Munves, P.C.

“I’m honored to join the DTCC team as they continue to strengthen their relationships with regulators world-wide in an effort to help further increase transparency and mitigate risk in the financial markets,” said Wolfe. “During this period of regulatory transformation, DTCC will continue to help provide the reliability, leadership and value that helps safeguard the markets.”

Wolfe earned a bachelor’s degree in political science from Barnard College and received a juris doctorate from Hofstra University Law School.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Approaches to data quality

Underpinning all data management initiatives is the fundamental need to get data quality right. Poor data quality can be costly, impact customer service, lead to errors in risk management and regulatory reporting, and more. So, how can you improve data quality? How can you use rules, standardisation and technology to make improvements? And how is...

BLOG

Reframing Corporate KYC: Encompass Targets Back-Book Exposure with Scalable EC Review

For many SME focussed banks, KYC investments have streamlined the onboarding journey but legacy KYC records – the back-book – often remain dormant until a regulatory inspection, or an enforcement case at a peer institution, forces a wholesale review. The challenge that follows is how to remediate at scale, with urgency, and without the need...

EVENT

Eagle Alpha Alternative Data Conference, London, hosted by A-Team Group

Now in its 8th year, the Eagle Alpha Alternative Data Conference managed by A-Team Group, is the premier content forum and networking event for investment firms and hedge funds.

GUIDE

Regulatory Data Handbook 2020/2021 – Eighth Edition

This eighth edition of A-Team Group’s Regulatory Data Handbook is a ‘must-have’ for capital markets participants during this period of unprecedented change. Available free of charge, it profiles every regulation that impacts capital markets data management practices giving you: A detailed overview of each regulation with key dates, data and data management implications, links to...