About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

DTCC Appoints Bari Jane Wolfe Head of Regulatory Relations

Subscribe to our newsletter

The Depository Trust and Clearing Corporation (DTCC) announced today that Bari Jane Wolfe has been appointed to the new position of managing director, head of Regulatory Relations.

Wolfe will spearhead DTCC’s regulatory relations function, overseeing interactions and ongoing work with regulatory bodies in the United States and internationally. Wolfe and the Regulatory Relations team will work in conjunction with DTCC’s Government Relations group to maintain seamless communication with regulators and lawmakers. She will be responsible for fostering strong and collaborative relationships with regulatory supervisors; managing regulatory exams and supervisory requests for information and data; and overseeing regulatory matters that affect DTCC’s businesses. Wolfe will report to Michael C. Bodson, chief operating officer.

“Bari’s extensive knowledge and experience in working with regulators will help DTCC further cultivate ongoing dialogue and a collaborative partnership with them during this critical period of regulatory reform of financial markets here in the US and abroad,” said Bodson. “She will play a key part in helping to work with regulators regarding the critical role that DTCC plays in protecting the markets from systemic risk exposure.”

Prior to DTCC, Wolfe served as managing director at Barclays Capital, where she managed the group responsible for handling litigation, disputes and significant regulatory matters. She also spent 23 years at Lehman Brothers, where she held a number of key positions in the legal and compliance groups, including most recently serving as managing director, Regulation. Wolfe began her career as a litigation associate at Storch, Amini & Munves, P.C.

“I’m honored to join the DTCC team as they continue to strengthen their relationships with regulators world-wide in an effort to help further increase transparency and mitigate risk in the financial markets,” said Wolfe. “During this period of regulatory transformation, DTCC will continue to help provide the reliability, leadership and value that helps safeguard the markets.”

Wolfe earned a bachelor’s degree in political science from Barnard College and received a juris doctorate from Hofstra University Law School.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Fighting fraud and financial crime with RegTech

Financial fraud and crime continue to escalate causing significant damage to companies, countries and the global economy despite enormous efforts by firms and organisations in the financial services sector to identify and expel bad actors. As these bad actors use increasingly sophisticated techniques to break into financial institutions and extract both money and data, so...

BLOG

Reframing Corporate KYC: Encompass Targets Back-Book Exposure with Scalable EC Review

For many SME focussed banks, KYC investments have streamlined the onboarding journey but legacy KYC records – the back-book – often remain dormant until a regulatory inspection, or an enforcement case at a peer institution, forces a wholesale review. The challenge that follows is how to remediate at scale, with urgency, and without the need...

EVENT

Eagle Alpha Alternative Data Conference, Spring, New York, hosted by A-Team Group

Now in its 9th year, the Eagle Alpha Alternative Data Conference managed by A-Team Group, is the premier content forum and networking event for investment firms and hedge funds.

GUIDE

The Global LEI System – A Solution for Entity Data?

The Global LEI System – or GLEIS – has been in development since the middle of last year. Development has been patchy at times, but much has been done, leaving fewer outstanding issues, but also raising new questions. What’s emerging is a structure for the GLEIS going forward, complete with a mechanism for registering and...