About a-team Marketing Services
The knowledge platform for the financial technology industry

A-Team Insight Blogs

DTCC Appoints Bari Jane Wolfe Head of Regulatory Relations

Subscribe to our newsletter

The Depository Trust and Clearing Corporation (DTCC) announced today that Bari Jane Wolfe has been appointed to the new position of managing director, head of Regulatory Relations.

Wolfe will spearhead DTCC’s regulatory relations function, overseeing interactions and ongoing work with regulatory bodies in the United States and internationally. Wolfe and the Regulatory Relations team will work in conjunction with DTCC’s Government Relations group to maintain seamless communication with regulators and lawmakers. She will be responsible for fostering strong and collaborative relationships with regulatory supervisors; managing regulatory exams and supervisory requests for information and data; and overseeing regulatory matters that affect DTCC’s businesses. Wolfe will report to Michael C. Bodson, chief operating officer.

“Bari’s extensive knowledge and experience in working with regulators will help DTCC further cultivate ongoing dialogue and a collaborative partnership with them during this critical period of regulatory reform of financial markets here in the US and abroad,” said Bodson. “She will play a key part in helping to work with regulators regarding the critical role that DTCC plays in protecting the markets from systemic risk exposure.”

Prior to DTCC, Wolfe served as managing director at Barclays Capital, where she managed the group responsible for handling litigation, disputes and significant regulatory matters. She also spent 23 years at Lehman Brothers, where she held a number of key positions in the legal and compliance groups, including most recently serving as managing director, Regulation. Wolfe began her career as a litigation associate at Storch, Amini & Munves, P.C.

“I’m honored to join the DTCC team as they continue to strengthen their relationships with regulators world-wide in an effort to help further increase transparency and mitigate risk in the financial markets,” said Wolfe. “During this period of regulatory transformation, DTCC will continue to help provide the reliability, leadership and value that helps safeguard the markets.”

Wolfe earned a bachelor’s degree in political science from Barnard College and received a juris doctorate from Hofstra University Law School.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: The Data Management Implications of BCBS 239

We plan to put the spotlight on this much overlooked but important regulation which has wide-ranging implications for risk data aggregation and reporting, data governance and data architecture. During this webinar we discuss: What is needed from a data management point of view to comply with BCBS 239 A view of progress across the industry...

BLOG

Financial Crime is a Decision-Speed Problem: Rethinking AI in AML and Compliance Controls

Financial crime compliance is often described as a resourcing challenge. Firms speak of analyst backlogs, alert volumes and the rising cost of surveillance and screening. Kieran Holland, Solutions Engineering Team Leader at Innovative Systems’ FinScan, argues that the underlying constraint has shifted. Financial crime has become a decision-speed problem. “The fight against financial crime is...

EVENT

AI in Capital Markets Summit London

Now in its 3rd year, the AI in Capital Markets Summit returns with a focus on the practicalities of onboarding AI enterprise wide for business value creation. Whilst AI offers huge potential to revolutionise capital markets operations many are struggling to move beyond pilot phase to generate substantial value from AI.

GUIDE

Dealing with Reality – How to Ensure Data Quality in the Changing Entity Identifier Landscape

“The Global LEI will be a marathon, not a sprint” is a phrase heard more than once during our series of Hot Topic webinars that’s charted the emergence of a standard identifier for entity data. Doubtless, it will be heard again. But if we’re not exactly sprinting, we are moving pretty swiftly. Every time I...