About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

DTCC Appoints Bari Jane Wolfe Head of Regulatory Relations

Subscribe to our newsletter

The Depository Trust and Clearing Corporation (DTCC) announced today that Bari Jane Wolfe has been appointed to the new position of managing director, head of Regulatory Relations.

Wolfe will spearhead DTCC’s regulatory relations function, overseeing interactions and ongoing work with regulatory bodies in the United States and internationally. Wolfe and the Regulatory Relations team will work in conjunction with DTCC’s Government Relations group to maintain seamless communication with regulators and lawmakers. She will be responsible for fostering strong and collaborative relationships with regulatory supervisors; managing regulatory exams and supervisory requests for information and data; and overseeing regulatory matters that affect DTCC’s businesses. Wolfe will report to Michael C. Bodson, chief operating officer.

“Bari’s extensive knowledge and experience in working with regulators will help DTCC further cultivate ongoing dialogue and a collaborative partnership with them during this critical period of regulatory reform of financial markets here in the US and abroad,” said Bodson. “She will play a key part in helping to work with regulators regarding the critical role that DTCC plays in protecting the markets from systemic risk exposure.”

Prior to DTCC, Wolfe served as managing director at Barclays Capital, where she managed the group responsible for handling litigation, disputes and significant regulatory matters. She also spent 23 years at Lehman Brothers, where she held a number of key positions in the legal and compliance groups, including most recently serving as managing director, Regulation. Wolfe began her career as a litigation associate at Storch, Amini & Munves, P.C.

“I’m honored to join the DTCC team as they continue to strengthen their relationships with regulators world-wide in an effort to help further increase transparency and mitigate risk in the financial markets,” said Wolfe. “During this period of regulatory transformation, DTCC will continue to help provide the reliability, leadership and value that helps safeguard the markets.”

Wolfe earned a bachelor’s degree in political science from Barnard College and received a juris doctorate from Hofstra University Law School.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Managing Non-Financial Misconduct Under SMCR

Non-financial misconduct – encompassing behaviours such as bullying, sexual harassment, and discrimination is a key focus of the Senior Managers and Certification Regime (SMCR). The Financial Conduct Authority (FCA) has underscored that such misconduct is not only unethical but also poses significant risks to a firm’s culture and operational integrity. Recognizing the profound impact on...

BLOG

Sanctions Data Has Outgrown the Systems Built to Manage It

By Marion Leslie, Head of Financial Information, Executive Board Member, SIX. For as long as anyone in the industry can remember, sanctions in financial instruments representing holdings in sanctioned legal entities have been treated as a very specialist concern. They sat with compliance teams and were largely invisible to day-to-day market activity. The issue is...

EVENT

Data Management Summit London

Now in its 16th year, the Data Management Summit (DMS) in London brings together the European capital markets enterprise data management community, to explore how data strategy is evolving to drive business outcomes and speed to market in changing times.

GUIDE

Regulatory Data Handbook – Fifth Edition

In response to the popularity of the A-Team Regulatory Data Handbook, we have published a fifth edition outlining the essentials of regulations that are likely to have an impact on data and data management at your organisation. New to this edition is a section on RegTech, covering drivers behind the development of innovative regulatory technology,...