RegTech Insight Risk, Governance & Controls The latest content from across the platform
BCBS 239 Data Management Handbook
Our 2015/2016 edition of the BCBS 239 Data Management Handbook has arrived! Printed copies went like hotcakes at our Data Management Summit in New York but you can download your own copy here and get access to detailed information on the principles and implications of BCBS 239 on Data Management. This Handbook provides an at-a-glance…
Philippe Chambadal Details Development of the SmartStream Reference Data Utility
After the long-awaited public announcement of the SmartStream Reference Data Utility – or SPReD, the Securities Product Reference Data utility – earlier this week, A-Team caught up with SmartStream CEO Philippe Chambadal to find out more about the utility and its ongoing development. The utility is owned jointly by SmartStream, Goldman Sachs, JPMorgan Chase and…
Global LEI Foundation Swings into Action After Taking Operational Control of the Global LEI System
The Global Legal Entity Identifier Foundation (GLEIF) has become the central operating unit of the Global LEI System (GLEIS), ending the interim system overseen and coordinated by the Regulatory Oversight Committee (ROC) of the LEI and setting in motion activities including an accreditation process for pre-Local Operating Units (LOUs), a quality management programme, and expansion…
Regulatory Data Handbook – Third Edition
Need to know all the essentials about the regulations impacting data management? Welcome to the third edition of our A-Team Regulatory Data Handbook which provides all the essentials about regulations impacting data management. A-Team’s series of Regulatory Data Handbooks are a great way to see at-a-glance: All the regulations that are impacting data management today…
The Search for Liquidity in Corporate Debt Markets
This is a contributed article from Andrew Howieson, an advisor to FactEntry. Corporate bond markets are inherently illiquid There is now wide recognition that corporate debt markets lack sufficient liquidity to meet investor trading requirements. Blackrock’s September 2014 paper Corporate Bond Market Structure: The Time for Reform is Now described the trading market structure as…
Datactics Extends FlowDesigner to Deliver DQ Metrics for Regulatory Data Compliance
Datactics has extended its FlowDesigner data quality platform to offer DQ Metrics, a monitoring and measurement application that allows financial institutions to measure their data compliance against regulations and industry standards on a continuous basis. The company’s initial release of DQ Metrics covers entity identifiers, particularly LEIs required by MiFID II and EMIR, and GIIN…
A-Team Data Management Summit: The Value of Data
As the volume of data held by financial institutions continues to rise at an alarming rate, many firms are considering how best to manage the data with regard to what it is needed for and how it can be used to add value to the business. A panel session at next week’s A-Team Data Management…
A-Team Webinar Discusses Outstanding Challenges in the Countdown to Solvency II Compliance
The January 1, 2016 compliance deadline for Solvency II is just months away, but not all insurers and asset managers are sure they will make the date and some data management problems are expected to remain unresolved as the regulation takes effect. The countdown to compliance was discussed during a recent A-Team Group webinar entitled…
Solvency II How Insurers, Asset Managers and Asset Servicers are Meeting the Data Challenge
The EU’s Solvency II regulation is due to come into effect in January 2016. Aimed at ensuring the insurance industry fully understands the risks associated with its investments, the regulation places great emphasis on access to highly granular valuations and risk information. For most insurers, this is the first time they have been required to…
BCBS 239: An Urgent Call to Overhaul Risk Data Management
BCBS 239 is a wide ranging regulation including 14 principles spanning risk data aggregation and reporting, IT infrastructure, and data governance. Implementation can provide significant business benefits, including an enterprise-wide view of risk, but the task is not without difficulties as banks face data management challenges such as data silos, legacy systems and poor data…



