RegTech Insight Risk, Governance & Controls The latest content from across the platform
RegTech Suppliers Guide 2019
Welcome to our brand new RegTech Suppliers Guide. This unique guide provides detailed data profiles on close to 100 suppliers in the RegTech world, offering you an unrivalled selection of solutions for your most pressing financial regulatory challenges. The aim of the A-Team’s RegTech Suppliers Guide is to steer you through this complex marketplace, offering…
A-Team Group Releases Shortlist for 2019 RegTech Insight Awards
A-Team Group has released a shortlist of potential winners for its hotly anticipated third annual RegTech Insight Awards, to be held in the City of London on May 3, 2019. The awards recognise excellence and innovation in the provision of technology solutions to meet regulatory requirements within the financial services industry, and are uniquely designed…
Financial Institutions are Moving Towards Re-engineering Their Risk Management Systems – But at What Cost?
In a volatile market environment and with the edict to “do more with less,” many financial institutions are finally launching new efforts to reengineer their risk management programs, according to a new survey by Deloitte Global – with emerging technologies firmly in the driver’s seat. The report represents the 11th biennial edition of Global Risk Management Survey,…
Risk Management for Crypto-Assets: Where are the Pain Points?
By Phil Cotter, Managing Director of Risk, Refinitiv. The recent warning from the Basel Committee on Banking Supervision (BCBS) relating to crypto-assets has emphasised once again the importance of a robust risk management framework for banks – but what does that mean in practical terms and what are some of the implications? The risks the…
KRM22: Addressing the Cost of Complex Legacy Systems
Last week, technology and software investment firm KRM22 announced the launch of its Enterprise Risk Cockpit, a real-time enterprise risk management application for capital markets firms. RegTech Insight followed up with CEO Keith Todd to learn more about why the company is so committed to making a difference in capital markets compliance. Having been involved…
CellTrust Partners with Global Relay for New Voice Recording Solution
CellTrust Corporation, a US-based provider of enterprise mobile communications compliance- capture and security, has teamed up with the Global Relay, which offers compliance archiving, supervision, eDiscovery, and analytics solutions to the financial services industry, to launch a new CellTrust SL2 voice capture solution. CellTrust SL2 captures voice communication and contextual history, provides voice call records…
How to Optimize Suitability Solutions Amid Increasing Regulatory Confusion
Suitability is a hot topic – and an increasingly tricky one. The FCA suitability requirement (COBS 9), an obligation for all wealth managers in the UK, is relatively new in both the UK and wider Europe, and the existence of MiFID II has only served to further confuse the situation. As regulatory bodies around the…
Data Breaches Up 480% in 2018, but is GDPR Compliance the Answer?
The number of data breaches reported by UK financial services firms to the Financial Conduct Authority (FCA) increased by 480% in 2018, up to 145 up from just 25 in 2017. Is this solely down to the new GDPR regime, or are there a wider problems at play – and how can firms leverage new…
Senior Managers & Certification Regime: Six Major Challenges for Financial Firms
The FCA’s Senior Managers and Certification Regime (SM&CR) is topping the list of regulatory challenges for financial institutions in 2019, with the December 9 deadline throwing up new challenges and concerns around the way firms must handle their duties, process their data and implement internal procedures. Martin Lovick, Senior Principal Consultant at governance, risk and…
KRM22 Launches Enterprise Risk Cockpit
KRM22, a technology and software investment firm with a focus on risk management in capital markets, today announced the launch of the Enterprise Risk Cockpit, a real-time enterprise risk management application for capital markets firms. The Enterprise Risk Cockpit is designed to improve data accuracy and steer clients away from cumbersome spreadsheets towards a more…