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2017 – The Year of Data
2017 may be the Year of the Rooster in the Chinese calendar, but in the capital markets calendar it is the Year of Data – data that will drive regulatory compliance, business transformation, client satisfaction, improved performance and more! Of course, data has been in the picture since way before the last Year of the…
A Web of Complexity
By Martijn Groot, vice president of product management, Asset Control At the centre of financial services risk management and regulatory compliance is the convergence of data from a huge range of information silos, departments, product lines, customers and risk categories. Risk and finance are at the end of an extensive chain, examining the consolidated threads,…
DTCC Data Products To Add Trade Warehouse and Repository Information
The Depository Trust & Clearing Corporation’s (DTCC’s) Data Products business expects to unveil more new offerings drawn from DTCC’s Trade Information Warehouses and its Global Trade Repository later this month, or early this year, according to Ron Jordan, managing director at DTCC, who heads its data services business. “2017 is about accelerating what we started…
Second Chance at Solvency II Shows Why We’re All in this Together
By Ashley Smith, senior vice president of business development, Silverfinch Who doesn’t wish for a chance to have a second shot at something? How often do we muse about rerunning the botched job interview, or the exam we failed? For insurers and asset managers the rerun is not going to be a dream because, this…
MiFID II Preparation Challenges Emerge
For trading operations, MiFID II still appears to be a moving target in terms of transparency and reporting requirements, according to data and regulation experts from industry service providers. Compliance with MiFID II is requiring significant technology resources, the experts said, speaking during the general meeting of FISD in New York on December 15. “In…
Meeting the Complex Data Management Challenges of Shareholding Disclosures
Getting shareholder disclosure right has become a priority for financial institutions that are already required to monitor breaches of ownership thresholds that are used to protect sensitive industries, but must also comply with the EU Transparency Directive Amending Directive (TDAD). The directive came into effect in November 2015 and requires firms to analyse holdings of…
Fonetic Upgrades Automatic Trade Reconstruction Technology
Fonetic has extended its automatic trade reconstruction (ATR) solution to give compliance and surveillance officers more features and functionality to support the investigation of trades, detection of fraud and the ability to export an ATR timeline as a data file to a regulator. The company suggests the solution is well suited to the trade reconstruction…
GoldenSource Combines RiskHub and EDM to Deliver FRTB Solution
GoldenSource has combined its RiskHub risk data management and analytics capabilities with its enterprise data management (EDM) software to deliver a solution for Fundamental Review of the Trading Book (FRTB) regulation that comes into force in January 2019. The GoldenSource solution will be available to banks from January 2017 and supports both the standard and…
The Challenges and Opportunities of Data Lineage
Data lineage is driven by regulation and impeded by technology complexity and poor understanding, although once these impediments are tackled, successful implementation can yield significant business and operational benefits. The challenges and opportunities of establishing a sustainable solution for data lineage were discussed during a recent A-Team Group webinar that was hosted by A-Team editor…
MiFID II post Brexit
Intelligent Trading Technology Video MiFID II post Brexit The shock Brexit decision by the UK to leave the EU sent waves of uncertainty through the trading markets. But what happens now? What timetable should both the UK and international banks and brokers and institutional clients be working to in order to prepare for the reality…