RegTech Insight Regulatory Reporting & Data The latest content from across the platform
Gresham Partners with RegTek Solutions for Strategic Transaction Reporting
Data integrity and control software provider Gresham Technologies has joined forces with regulatory reporting specialist RegTek Solutions in a strategic relationship linking RegTek’s Reconcile.Trade solution with Gresham’s Clareti Platform to offer increased transparency and control over transaction reporting requirements. The Reconcile.Trade platform allows clients to reconcile front-office trading records against data samples provided by competent…
Industry Players React to FCA Concerns Around MiFID II and PRIIPs Disclosure Requirements
The Financial Conduct Authority (FCA) last week published key findings from a supervisory project to assess the effectiveness of disclosure by asset managers and intermediaries on the back of MiFID II and PRIIPs reforms – warning against non-compliance for asset managers failing to disclose all associated costs and charges. However, the findings have provoked strong…
FCA Chief Predicts Cost Savings of up to £1bn from MiFID II Research Unbundling
In his keynote speech on MiFID II at the European Independent Research Providers Association on February 25, UK Financial Conduct Authority (FCA) CEO Andrew Bailey praised the impact of the MiFID II research reforms, but stressed that independent research providers could not force asset managers to acquire their services, and warned that the FCA does…
Solidatus Opens New Singapore Office
Data lineage solutions provider Solidatus has opened a new office in Singapore to service the Asia-Pacific market. The expansion follows two successful trade missions to Asia with the UK Department of Trade in 2018: the Hong Kong FinTech Week 2018 and the Singapore FinTech Festival 2018. “The decision to expand our presence in APAC was…
CubeLogic Launches Version 7.0 of RiskCubed Platform
CubeLogic, which provides business intelligence-enabled risk management solutions, has announced the launch of its latest RiskCubed platform, with updates including new HTML5/Angular technology to improve user experience. The Credit Risk Cube now includes counterparty centric navigation, extended portfolio capabilities and streamlined workflows for bulk margin call management. The Market Risk Cube has a new meta…
Bank of China Selects Wolters Kluwer’s OneSumX for Australian Regulatory Reporting
Bank of China has chosen Wolters Kluwer’s OneSumX for Regulatory Reporting to provide its regulatory reporting calculation and submission software for its operations in Australia. OneSumX for Regulatory Reporting is set up to use a single source of data to ensure consistency, reconciliation and accuracy and includes Wolters Kluwer’s Regulatory Update Service, which actively monitors regulation across…
Engadine Selects Red Deer’s MiFID II Research Management Solution
Hedge fund Engadine Partners has selected Red Deer’s MiFID II research management option. Engadine will use the solution to manage inducement risk, track research consumption across channels, assess value, and manage budgets in compliance with MiFID II. The firm will subsequently be able to conduct broker votes based on consumption and valuation metrics. The solution…
CAT NMS Names FINRA as Plan Processor for the CAT after Dropping Thesys
CAT NMS has selected the Financial Industry Regulatory Authority (FINRA) as plan processor for the consolidated audit trail (CAT), having dumped previous plan processor Thesys Technologies earlier this year. CAT NMS, which is responsible for implementation of the CAT, has also released updated industry member technology specifications and industry member technical specifications scenarios.
TradingTech Summit Discusses Brexit, Market Complexity, Innovation, and More!
A-Team Group’s first TradingTech Summit under the TradingTech Insight brand got off to a great start with Beate Born, executive director of risk and regulatory management at UBS Wealth Management, providing an inspirational industry keynote on the outlook for risk, regulation and sustainability in 2019. The presentation not only set the scene for the summit,…
A-Team Group Names Winners of its 2019 TradingTech Insight Europe Awards
Congratulations to the winners of A-Team Group’s 2019 TradingTech Insight (TTI) Europe Awards. The awards were celebrated during a lively drinks reception hosted by A-Team president and chief content officer Andrew Delaney after the close of the company’s TradingTech Summit in London on February 27, 2019. The awards recognise excellence in trading solutions and services…