A-Team Insight Knowledge Hub RTI The latest content from across the platform
SOTERIA and RIMES Join Forces on Trade and Communications Surveillance
A new partnership is set to combine two of the most fragmented and challenging areas of market surveillance, as SOTERIA (formerly known as Insightful Technology) joins forces with managed data services and RegTech provider, RIMES Technologies, to create a new solution that assists firms to detect market abuse and insider dealing through the unison of…
Regulatory Data Handbook 2019/2020 – Seventh Edition
Welcome to A-Team Group’s best read handbook, the Regulatory Data Handbook, which is now in its seventh edition and continues to grow in terms of the number of regulations covered, the detail of each regulation and the impact that all the rules and regulations will have on data and data management at your institution. This…
Low-Code Developer Appian Launches New Institutional Solution
The pace of change in financial markets is accelerating with ever-changing compliance mandates, increasingly burdensome regulations, and disruptive new business models. An aggressively innovative multiple enterprise technology specialist, Appian, is aiming to leverage this disruption to positive effect – turning ideas into effective business applications through its low-code development platform. What is low code? Essentially,…
Recorded Webinar: Client onboarding – how developments in tech and automation can help optimise entity data management and improve KYC
Financial services providers spend billions of dollars a year on Know Your Customer (KYC), client onboarding and due diligence. Yet even with vast investment, these processes rarely run smoothly. They also fall short of delivering a good client experience and fail to cut down on financial crime. At the heart of the problem–and solution–is data….
Shield Launches New SME-Focused Compliance Hub
As first reported by RegTech Insight at the start of September, specialist RegTech provider Shield has officially launched a version of its flagship eComms compliance platform specifically targeting small and medium-sized businesses. With warning signs that the focus of the regulator towards smaller firms has changed, a more rigorous approach to enforcement could be on…
AB Max Sievert Acquires Nasdaq’s Stake in Scila AB
Swedish investment company AB Max Sievert has acquired a minority stake in Stockholm-based surveillance and risk technology provider Scila AB. The minority stake originated from the Nasdaq acquisition of Cinnober in early 2019. Cinnober had a minority shareholding in Scila for over 10 years before being acquired by Nasdaq. Scila AB provides surveillance, AML and…
Accuity Upgrades Financial Crime Screening Solution
Financial crime compliance specialist Accuity has enhanced its account screening and alert management platform ‘Firco Screening Insight – for accounts’ to include new data offerings, improved list management capabilities, and integration with third-party case management solutions. The improvements are designed to reduce false positives, improve accuracy and track the latest regulations and watchlists. According to…
Deal or No Deal: Brexit or No Brexit – How Does this Affect GDPR?
By Nick Murphy, Associate Director, GDPR Integrated Technology and Solution, 3 Lines of Defence Consulting. All eyes are on the government right now. Parliament is up and running again – for now! A No-Deal Brexit is still looming ever larger and the clock is still ticking. The time for UK firms to take action on…
Recorded Webinar: Client Experience and Onboarding For Transfer Agents: How to ensure you deliver a seamless client experience and differentiate your services
Clients expect you to seamlessly deliver a range of transfer services. They expect you to delight their investors and ensure you have a robust onboarding and compliance process in place. They also want you to help them ensure they comply with shareholding obligations and corporate actions. With digital expectations becoming ever higher, how will you…
Understanding the Importance of an Integrated Regulatory, Data and Technology Strategy
By Bradley Foster, Global Head of Content (Enterprise), Bloomberg. Regulation following the 2008 financial crisis has had a profound effect on banks and buy side firms. Banks in particular are now much better capitalized and more liquid compared to a decade ago. We have seen a wave of new investor protection and market transparency regulation…