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Plenitude Targets Financial Crime Risk with ClientSight CRR Solution
Financial crime risk specialist Plenitude has launched ClientSight, a cloud-based client risk rating (CRR) solution. The platform is aimed at helping financial institutions, fintechs and professional services firms to assess the financial crime risk of both individuals and entities. ClientSight seeks to address regulators’ heightened activity around financial crime and sanctions. CRR is a key…
The Current State of Play in Transaction Reporting: Herding Cats in a Hurricane
Regulated firms trading in markets globally are bracing themselves for what’s been termed a ‘sea change’ in regulators’ approach to transaction reporting. Having introduced the requirement to provide detailed transaction reports to market through prescribed reporting vehicles over the past few years, some key regulators – including ESMA, CFTC and MAS – are reviewing their…
Recorded Webinar: Embracing cloud in your firm’s regulatory response
Regulatory compliance is a key function for financial institutions. It is also a huge burden in terms of time, data management, systems resources, manual intervention, and reporting. As financial firms progress digital transformation programmes, is it time to move regulatory reporting to the cloud with a view to improved efficiency, reduced costs and better business…
Protecting Data Privacy in the Fight Against Financial Crime
By Ronen Cohen, VP of Strategy at Duality Technologies. A primary goal for financial institutions is to generate revenue while understanding and mitigating risk. Tackling financial crime and compliance issues, including fraud, cybercrimes and money laundering, is critical to achieving this goal and remains among the most challenging tasks for the industry. The perpetual problem…
Firms Turning to Voice Transcription to Address Regulatory Scrutiny
Demand for voice transcription services from surveillance professionals at financial institutions is at record highs, according to analysis from compliance data and technology specialist SteelEye. Firms are seeking voice-to-text solutions for calls on fixed-line, mobile, MS Teams, Zoom, WhatsApp, and other communications mechanisms as part of to their surveillance programmes. SteelEye analyzed all Requests for…
Video: ACA’s Charlotte Longman and Matt Chapman Discuss the Challenges and Solutions of Transaction Reporting
In this video, Charlotte Longman and Matt Chapman, managing directors and co-leads of ACA’s regulatory reporting monitoring and assurance solution – and winners of the most innovative trade and transaction reporting initiative in A-Team Group’s Innovation Awards 2022 – discuss the state of play in transaction reporting, the scale and detail of regulatory reporting breaches,…
Video: ACA’s Charlotte Longman and Matt Chapman Discuss the Challenges and Solutions of Transaction Reporting
In this video, Charlotte Longman and Matt Chapman, managing directors and co-leads of ACA’s regulatory reporting monitoring and assurance solution – and winners of the most innovative trade and transaction reporting initiative in A-Team Group’s Innovation Awards 2022 – discuss the state of play in transaction reporting, the scale and detail of regulatory reporting breaches,…
Recorded Webinar: Adding value and improving efficiencies in sanctions screening
Sanctions have been headline news this year. They are growing in number, sanctions lists are changing on a daily basis, and there can be conflict between sanctions issued by different jurisdictions – the whole calling for financial institutions to optimise sanctions screening to reduce risk and avoid potentially punitive penalties of non-compliance. This webinar will…
Fenergo Addresses Financial Crime Surge with FinCrime Risk Solution
Know Your Customer (KYC) and client lifecycle management (CLM) specialist Fenergo has introduced FinCrime Risk, a SaaS-based solution for automating risk assessment processes and streamlining anti-money laundering (AML) compliance across all business lines and geographical locations. The SaaS-based solution allows financial institutions to conduct risk assessments for clients and counterparties as they attempt to address…
ISDA Adds Flagship FX Definitions and Documents to MyLibrary Digital Documentation Platform
The International Swaps and Derivatives Association (ISDA) has added its flagship foreign exchange definitions and related annexes, supplements and templates to the ISDA MyLibrary electronic documentation platform. The move streamlines access to these documents for regulated firms, creating significant operational efficiencies, and represents a key step toward automation. The new additions include ISDA’s 1998 FX and Currency…