Recorded Webinar: Market Abuse: Trends and Issues to Watch Out for in 20232 March 2023
With the FCA taking a supervisory approach to regulating firms, many regulatory interventions won’t end up in the public domain. What are they looking for and how do you ensure you stay on the right side of their supervision?
Join this webinar with A-Team Group and Leaman Crellin to discover what you need to focus on in 2023.
Topics covered include:
- A recap of key areas of regulatory concern in 2022 and what 2023 holds
- Enforcement trends: individuals and corporates
- Recent regulatory actions
- Current areas of regulatory focus and investigation
You can also find out more in this webinar about our upcoming training course on Market Abuse Regulations that we’ll be delivering with industry expert Katharine Leaman. The course will look at the key features of the regulations, how to handle potential cases of market abuse and why proper standards of market conduct is growing in importance.
In Partnership With
More about our speakers:
Leaman Crellin Limited
Katharine is a regulatory compliance consultant within Leaman Crellin Limited with a background in both professional practice and the financial services industry. With over thirty years of experience in regulatory risk and governance within the banking, insurance, and distribution, financial services industries, including the FCA. She is a highly experienced compliance expert with an executive leadership background experienced in running compliance functions in banks and dealing with FCA requests and supporting banks in remediating issues identified by the regulators. Katharine regularly trains teams at major banks on regulatory matters.
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