RegTech Insight Financial Crime, KYC & AML The latest content from across the platform
Markit | Genpact KYC Services Builds Out Offer and Names Ex-Goldman Sachs Exec Jon May as CEO
Markit | Genpact KYC Services has marked six months of operation with the appointment of former Goldman Sachs executive Jon May as CEO, the registration of more than 600 buy-side firms and corporations with its Know Your Customer (KYC) service, and the development of workflows that allow large asset managers operating thousands of funds to…
Data Management Summit Keynote: Enterprise Data Governance
Data governance is less about data and more about trust, trust between people and trusted information that can open up business opportunities for financial services firms and deliver benefits to customers and shareholders. Presenting a keynote at the A-Team Group Data Management Summit in London, Lorraine Waters, deputy group chief data officer at HSBC, outlined…
Data Management Summit: The Challenges and Rewards of KYC Compliance
Financial firms are investing significant sums to meet Know Your Customer (KYC) requirements, but there are rewards beyond regulatory compliance for those that take a centralised approach to collecting and managing client data and documentation. Addressing the data management challenges of KYC and client on-boarding at A-Team Group’s Data Management Summit in London, A-Team chief…
Data Management Summit: New Models for Data Management
Managed services and data utilities hold the promise of reduced data management costs, streamlined operations and support for regulatory compliance, but they also raise questions about flexibility, legacy systems and the ongoing costs of internal data management. These issues, and more, were debated during a panel session moderated by Chris Bannocks, founder of Grasp Associates,…
Winners of the Data Management Summit Awards 2014 Revealed…
Some happy winners were on hand to collect their awards at our Data Management Summit in London yesterday in recognition of their hard work delivering robust data and data management solutions for the financial technology industry. The second annual awards were presented by our Chief Content Officer Andrew Delaney. Congratulations go to AIM Software, Alacra,…
CounterpartyLink Upgrades CPL Compliance Solution
CounterpartyLink has upgraded its CPL Compliance entity data solution with the addition of ultimate beneficial ownership information, more detail on Legal Entity Identifiers (LEIs) and the inclusion of Global Intermediary Identification Numbers (GIINs). The upgraded solution is designed to provide all the counterparty data required for compliance with Know Your Customer (KYC) regulations and is…
Accuity Repositions Data to Deliver KYC Identifier File
Accuity has repositioned data from its Bankers Almanac payments solution and Know Your Customer (KYC) Due Diligence Data File to deliver a KYC Identifier File that allows Legal Entity Identifiers (LEIs) and Global Intermediary Identification Numbers (GIINs) to be matched to banks’ counterparty records. The KYC Identifier File also provides access to BICS, internal Accuity…
Regulatory Data Handbook – Second Edition
Need to know all the essentials about the regulations impacting data management? A-Team’s Regulatory Data Handbook is a great way to see at-a-glance: All the regulations that are impacting data management today A description of each regulation The impact each will have from a data and data management perspective Messages from sponsors with products related to…
Northern Trust Supports Client Reporting with Sapient Global Market’s CMRS Platform
Northern Trust is up and running with a delegated client trade reporting service based on the software-as-a-service (SaaS) version of Sapient Global Markets’ Compliance Management Reporting Solution (CMRS). The solution supports Northern Trust in fulfilling its clients’ derivatives reporting requirements under EMIR and Dodd-Frank, and eases the burden of keeping up with regulatory change. Northern…
Tom Dalglish Starts at SmartStream with a Transformation Project at Société Générale
Just weeks after moving on from iGate Global Solutions to join SmartStream Technologies as head of transformation services, Tom Dalglish is in Paris, working on a project at Société Générale Corporate & Investment Banking (SG CIB) that will manage and optimise the bank’s back-office securities processing. The project is led by Accenture Post-Trade Processing (APTP),…