RegTech Insight Financial Crime, KYC & AML The latest content from across the platform
Domus Semo Sancus Adds AI to RegTech Solution for KYC and AML
We talked to E. Jay Saunders, chairman and CEO of Domus Semo Sancus (DSS), about the challenges of KYC And AML and the DSS SafteyNet.ai regtech solution, ahead of tomorrow’s A-Team Group RegTech Summit for Capital Markets in New York. At the event, Saunders will join a panel of expert speakers that will discuss how…
Opus and Fenergo Team Up To Minimise Risks of KYC and AML
Opus and Fenergo have teamed up to provide an end-to-end Know Your Customer (KYC) system for running anti-money laundering (AML) checks on new clients. Under the partnership, Opus will feed external data – including sanctions lists, business news, market research, and economic and shareholder information – into Fenergo’s risk scoring and client lifecycle management (CLM)…
LEI Smart Offers RegTech Solution for Legal Entity Identifier Requirements
Adoption of the Legal Entity Identifier (LEI) is soaring in response to its requirement for trade reporting under Markets in Financial Instruments Directive II (MiFID II), which takes effect on January 3, 2018. Ben Lis, founder of regtech start-up LEI Smart, will showcase the company’s LEI solution at next week’s A-Team Group RegTech Summit for…
Challenging the Barriers to RegTech Adoption
Management buy-in, cultural change and legacy systems can be barriers to the adoption of regtech, although the barriers are beginning to lower as regtech solutions show potential to fulfil business use cases and provide cost benefits. In the run-up to A-Team Group’s RegTech Summit for Capital Markets on November 16, 2017 in New York, we…
Recorded Webinar: New data, old data, no data: How do you solve the data problems of MiFID II and FRTB?
Markets in Financial Instruments Directive II (MiFID II) is kick starting the generation of a broad range of new content sets that will power not only MiFID II, but also FRTB. The webinar will discuss emerging data sources and datasets, their potential benefits, and how they will be consumed. Listen to the webinar to find…
John Randles Takes the Lead at Siren
After leaving the post of CEO at Bloomberg PolarLake in August 2017, John Randles has emerged as CEO of Siren, a Dublin-based start-up dedicated to the development of a data intelligence platform that combines search, business intelligence, graphic and knowledge representation to advance how financial services firms, among others, address complex questions. The company’s platform…
Recorded Webinar: How to get entity, hierarchy and relationship data right
The demand for entity, hierarchy and relationship data continues to rise, not only in response to regulatory requirements, but also as a result of greater business understanding of the value of the data to identify counterparties, risk and potential opportunity. The webinar will discuss the requirement for entity, hierarchy and relationship data, how to source…
A-Team Group RegTech Summit for Capital Markets a Storming Success
A-Team Group’s inaugural RegTech Summit for Capital Markets in London attracted registrations from over 400 capital markets participants, included leading speakers in the regtech space and showcased start-up regtechs with automated solutions to regulatory compliance challenges. The event also hosted towards 20 key RegTech sponsors. The conference was hosted by Andrew Delaney, President and Chief…
Eagle Investment Systems Discusses Move to Agile Delivery Platform
Eagle Investment Systems has released the next generation of its core portfolio management software, saying the 2017 release will be its last traditional software release as it is moving to a more agile and continuous delivery model to help users keep pace with evolving regulatory demands and technology change. The company is also firming up…
A RegTech Answer to Know Your Customer Compliance
Know your Customer (KYC), anti-money laundering (AML) and counter-terrorism financing (CTF) are hot topics in an increasingly hostile world, and were the subject of debate during a panel session at A-Team Group’s RegTech Summit for Capital Markets in London. Panel member Marisol Lopez, regional head of policy and standards at Thomson Reuters, shares her views…