RegTech Insight AI, Analytics & RegTech Innovation The latest content from across the platform
AutoRek Builds Out AI Reconciliation Across Three Deployment Models
A global financial institution can match 98% of its transactions and still face thousands of unmatched exceptions each day. For the staff investigating those breaks, the remaining workload determines how much value automation delivers. Compliance reviewers need to trace the data behind each exception and demonstrate the reasoning behind each resolution. Founded in 1994, AutoRek…
Smarsh Expands Solutions for AI, Cyber, and Third-Party Risk
Smarsh has announced expanded communications supervision, web archiving, cyber compliance and vendor risk management capabilities for small and mid-sized financial services firms. The changes include planned capture of Claude Cowork interactions within Professional Archive, alongside tools for reviewing communications, monitoring device security and documenting third-party oversight. Smarsh already captures Claude Enterprise communications through the Claude…
Xinthesys Launches AIMOS to Automate Regulatory Requests from Trade Lifecycle Event Data
Trade and regulatory reporting specialist Xinthesys has launched AIMOS, an agentic artificial intelligence framework within its Agile Data Processing and Engineering Technology Platform (ADEPT) and the underlying event-based TradeStore repository. TradeStore is designed to be a single source of truth for event-level trade lifecycle data at scale, supporting sell-side firms processing hundreds of millions of…
Data and Governance Take Centre Stage in AI Adoption
Financial institutions are making significant progress in deploying agentic AI, but differences in data infrastructure, governance and commercial priorities are creating a widening gap between those scaling the technology and those still experimenting, according to new research from A-Team Group. The study, commissioned by LSEG Data & Analytics and based on responses from 200 senior…
Recorded Webinar: Generative and Agentic AI in Financial Markets: What the Data Really Shows
Artificial intelligence is reshaping financial markets – but the reality on the ground is more nuanced, more uneven, and more instructive than the headlines suggest. A new A-Team Insight research programme, drawing on responses from senior AI decision-makers at buy-side and sell-side institutions across the USA, UK and Canada, reveals a market in transition: from…
A-Team Group Announces AI in Capital Markets Awards 2026 Winners
As artificial intelligence dominates conversations among the decisions makers of the world’s financial institutions, A-Team Group has recognised the vendors that are enabling those firms to transform their operations with the most cutting edge of technologies. In its second annual AI in Capital Markets Awards, the group celebrates the technology suppliers in this fast-growing sector…
Breaking the Reporting Remediation Cycle at RegTech Summit New York
At A-Team Group’s recent RegTech Summit in London, speakers described reporting operations dependent on manual workarounds, conflicting transaction data and knowledge held by a handful of people. Maintaining those corrective processes consumes resources that firms need for regulatory change. RegTech Summit New York on 19 November will bring that challenge into focus. Its reporting programme…
Financial Firms Confront the Next Phase of AI-Driven Compliance
Artificial intelligence is moving rapidly from experimentation into day-to-day compliance operations at financial institutions, changing not only how firms monitor communications and investigate potential breaches, but also the governance, data and skills they need to support those processes. That shift was evident during a private executive roundtable hosted by compliance recording specialist Luware at A-Team…
Castellum.AI’s Financial Crime Benchmark Finds Accuracy & Consistency Gaps in Standalone LLMs
Castellum.AI announced its FinCrime Agent Benchmark (FCA Bench) in September that compares the performance of nine standalone large language models (LLMs) performing financial-crime checks and when those same models operate within the Castellum.AI Harness. The benchmark measures risk identification accuracy (sanctions, politically exposed persons (PEPs) and adverse media screening), applying an institution’s standard operating procedures…
Generative and Agentic AI in Financial Markets: From Pilot to Platform
Financial markets are at an inflection point in their relationship with artificial intelligence. The question is no longer whether to invest, it is how quickly institutions can move from experimentation to operational deployment, and what separates the firms that are scaling from those still stuck in extended pilot phases. The gap is wider than most…