About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

Broadridge Releases Cloud-based Data Control Solution Set

Subscribe to our newsletter

Broadridge Financial Solutions has released a cloud-based data control solution set designed to help financial firms address the operational challenges of managing the lifecycle of transaction data. The solution set combines Broadridge’s reconciliation and matching solution with enhanced data analytics, multi-bank connectivity and flexible financial messaging.

The aim of the solutions is to provide an holistic approach to operational control over transaction data by using the company’s data control technology and services to allow firms to create control points across their operations to ensure data and system integrity, and accurate balance, position and transaction management. The solutions deliver not only confidence in operational and regulatory reporting, but also sophisticated analytics for real-time insight into critical and time-sensitive processes.

The cloud element of the solution set provides clients with the ability to scale and onboard new business requirements quickly and efficiently. The solutions can be delivered as independent applications or integrated with other Broadridge applications as a control layer. Broadridge’s existing reconciliation and matching customers will be able to access future releases of the data control solutions through existing maintenance services agreements.

Alastair McGill, general manager of data control solutions at Broadridge, says: “We’re focused on simplifying the process of creating control points across a broad array of data sources to satisfy operational and regulatory requirements, such as compliance with the Securities Financing Transactions Regulation (SFTR) and Customer Protection Rule SEC Rule 15c3-3.”

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Mastering Data Lineage for Risk, Compliance, and AI Governance

Financial institutions are under increasing pressure to ensure data transparency, regulatory compliance, and AI governance. Yet many struggle with fragmented data landscapes, poor lineage tracking and compliance gaps. This webinar will explore how enterprise-grade data lineage can help capital markets participants ensure regulatory compliance with obligations such as BCBS 239, CCAR, IFRS 9, SEC requirements...

BLOG

TRG Screen and S4 Partner to Deliver Integrated Market-Data Procurement and Operations

TRG Screen, provider of market data and subscription cost management technology, has formed a strategic partnership with S4 Market Data that brings together TRG’s operational managed-services platform with S4’s specialist procurement and negotiation expertise. The collaboration is designed to give financial institutions a single, integrated operating model across both the administrative and commercial layers of...

EVENT

AI in Capital Markets Summit London

Now in its 2nd year, the AI in Capital Markets Summit returns with a focus on the practicalities of onboarding AI enterprise wide for business value creation. Whilst AI offers huge potential to revolutionise capital markets operations many are struggling to move beyond pilot phase to generate substantial value from AI.

GUIDE

Regulatory Data Handbook 2025 – Thirteenth Edition

Welcome to the thirteenth edition of A-Team Group’s Regulatory Data Handbook, a unique and practical guide to capital markets regulation, regulatory change, and the data and data management requirements of compliance across Europe, the UK, US and Asia-Pacific. This year’s edition lands at a moment of accelerating regulatory divergence and intensifying data focused supervision. Inside,...