Los Angeles-based Wedbush Futures, one of the largest non-bank Futures Commission Merchants (FCM) in the US, is switching from legacy products to Trillium’s Surveyor platform for trade surveillance. The Surveyor software qualifies alerts using full depth-of-book market data. It also offers next-generation detection, visualisation and workflow functionality to keep up with today’s demands for surveillance.
Compliance practitioners and technology leaders in capital markets face mounting pressure to ensure that reporting processes are efficient, accurate, and aligned with global standards. Market developments and jurisdictional nuances in regulatory frameworks like MiFID II, EMIR, SFTR and MAS create a continual challenge for compliance teams. This webinar brings together senior RegTech executives and seasoned...
The Stock Exchange of Thailand (SET) and Nasdaq have announced an expansion of their strategic technology partnership, aimed at modernising Thailand’s capital markets and enhancing overall market resilience, transparency, and regulatory alignment. As part of the expanded collaboration, SET will promote broader adoption of Nasdaq’s risk and surveillance platforms among its member firms. This follows...
Now in its 9th year, the RegTech Summit in London will bring together the RegTech ecosystem to explore how the European capital markets financial industry can leverage technology to drive innovation, cut costs and support regulatory change.
With the compliance deadline for Markets in Financial Instruments Directive II (MiFID II) just over two months away, A-Team Group has updated its MiFID II handbook to bring you the latest details on the regulation’s compliance requirements. Version 2 of the handbook, commissioned by Thomson Reuters, also includes new sections covering data sourcing and data...