Trax, a subsidiary of MarketAxess, is expected to start testing a new platform in August with the ability to generate unique transaction identifiers (UTIs), required under the upcoming SFTR regulation coming into force in April 2020.
Non-financial misconduct – encompassing behaviours such as bullying, sexual harassment, and discrimination is a key focus of the Senior Managers and Certification Regime (SMCR). The Financial Conduct Authority (FCA) has underscored that such misconduct is not only unethical but also poses significant risks to a firm’s culture and operational integrity. Recognizing the profound impact on...
In her address at Merchant Taylors’ Hall on 17 September 2025, Jessica Rusu, the FCA’s Chief Data, Information and Intelligence Officer, set out a comprehensive programme of initiatives underpin the regulator’s growth and innovation agenda. The speech, “Regulating for growth – the future is now”, presented four central pillars: strengthening crypto oversight, advancing artificial intelligence...
Now in its 15th year the Data Management Summit NYC brings together the North American data management community to explore how data strategy is evolving to drive business outcomes and speed to market in changing times.
The Digital Operational Resilience Act (DORA) has fundamentally reshaped the European Union’s financial regulatory landscape, with its full application beginning on January 17, 2025. This regulation goes beyond traditional risk management, explicitly acknowledging that digital incidents can threaten the stability of the entire financial system. As the deadline has passed, the focus is now shifting...