About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Briefs

SEC Reiterates it Has Powers to Prosecute Greenwashing

Subscribe to our newsletter

US financial watchdog the Securities and Exchange Commission (SEC) has warned that it will come after companies who make false ESG claims or commit vital data in their disclosures. Division of Enforcement Director Gurbir Grewal reminded a conference in Washington DC that rules that applied to the selling of financial products were also relevant to claims about sustainability. He cited recent examples in which the SEC brought cases against Fiat Chrysler and Pax World Management for greenwashing. “We will continue to apply long-standing, well-known and understood regulations and standards that govern the securities industry when investigating possible misconduct,” he said.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Countdown to GDPR

With just a month to go before General Data Protection Regulation takes effect, is your organisation ready, and if not, what should you be prioritising to make sure you cross the line on deadline day, May 25, 2018? The webinar will discuss ongoing data management challenges, last minute preparations, and how to avoid the significant...

BLOG

Regulations in the Balance as Institutions Remain Sustainability-Focussed: ESG Summit London Review

Despite a perception that ESG is in retreat around the world, financial institutions continue to take the issue very seriously as a matter of risk management, a trend that continues to exert an influence on the data demands of organisations. It isn’t even the compliance imperatives of organisations operating in heavily regulated parts of the...

EVENT

AI in Data Management Summit New York City

Following the success of the 15th Data Management Summit NYC, A-Team Group are excited to announce our new event: AI in Data Management Summit NYC!

GUIDE

The Data Management Implications of Solvency II

Bombarded by a barrage of incoming regulations, data managers in Europe are looking for the ‘golden copy’ of regulatory requirements: the compliance solution that will give them most bang for the buck in meeting the demands of the rest of the regulations they are faced with. Solvency II may come close as this ‘golden regulation’:...