About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Briefs

SEC Reiterates it Has Powers to Prosecute Greenwashing

Subscribe to our newsletter

US financial watchdog the Securities and Exchange Commission (SEC) has warned that it will come after companies who make false ESG claims or commit vital data in their disclosures. Division of Enforcement Director Gurbir Grewal reminded a conference in Washington DC that rules that applied to the selling of financial products were also relevant to claims about sustainability. He cited recent examples in which the SEC brought cases against Fiat Chrysler and Pax World Management for greenwashing. “We will continue to apply long-standing, well-known and understood regulations and standards that govern the securities industry when investigating possible misconduct,” he said.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: How to apply emerging technologies to data management

As increasing data volumes push traditional data management technologies towards breaking point, emerging technologies including machine learning, artificial intelligence and blockchain are beginning to show promise. The webinar will consider the potential of these emerging technologies and discuss how they can be applied to data management, data quality and data governance. Listen to the webinar...

BLOG

A-Team Group Announces Winners of the 2025 RegTech Insight Awards (USA)

A-Team Group is delighted to announce the winners of the 2025 RegTech Insight Awards USA, recognising the leading providers of RegTech solutions, and consultancy services for capital markets across North America. Spanning more than 30 categories, the 2025 awards programme recognised excellence across a wide range of regulatory compliance solutions and services. A-Team Group also presented...

EVENT

TEST Event page 1

Now in its 15th year the TradingTech Summit London brings together the European trading technology capital markets industry and examines the latest changes and innovations in trading technology and explores how technology is being deployed to create an edge in sell side and buy side capital markets financial institutions.

GUIDE

FRTB Special Report

FRTB is one of the most sweeping and transformative pieces of regulation to hit the financial markets in the last two decades. With the deadline confirmed as January 2022, this Special Report provides a detailed insight into exactly what the data requirements are for FRTB in its latest (and final) incarnation, and explores what needs to be done in order to meet these needs on a cost-effective and company-wide basis.