The Financial Markets Authority (FMA) New Zealand has confirmed that it will engage with regulated firms and market participants exclusively via remote technology for the foreseeable future. “Our offices remain open and we encourage people to contact us with concerns or questions, as well as any suggestions on how we can assist you,” said the regulator in a statement.
The EU’s Digital Operational Resilience Act (DORA) came into force a year ago, and is reshaping how asset managers, asset owners and fund service providers think about operational risk. While DORA’s focus is squarely on ICT resilience and third-party dependencies, its implications extend deep into core operational processes that are critical to market integrity, investor...
Fenergo’s latest Global enforcement analysis shows total AML, KYC, sanctions and customer due diligence penalties declining to $3.8 billion in 2025, down from $4.6 billion in 2024 and $6.6 billion in 2023, marking a second consecutive year of decline. Beneath that headline, regional outcomes moved in sharply different directions. North American fines fell by 58%,...
The London sustainability breakfast is part of the global roundtable thought leadership event series hosted by RepRisk in key markets, including, New York, Toronto, London, Frankfurt, Oslo, Copenhagen, Stockholm, Hong Kong and Singapore in 2026.
AI adoption in capital markets has moved into a more disciplined phase. The priority is now controlled deployment: where AI can be used safely, where it can deliver measurable value, and how outputs can be governed, monitored and evidenced. The 2026 edition of the AI in Capital Markets Handbook examines how AI is being applied...
