About a-team Marketing Services
The knowledge platform for the financial technology industry

A-Team Insight Briefs

Charles Stanley Selects Red Deer for MiFID II Research Compliance

Subscribe to our newsletter

Charles Stanley, a UK wealth management firms with £24.4 billion AUM, has selected Red Deer’s Research Management solution to integrate MiFID II compliance across its investment process. The solution captures and attributes research consumption across all channels including email, chat and voice, while its Outlook plugin and mobile application achieves compliance quickly and with minimal disruption. ““With Red Deer we can now more efficiently and effectively track research consumption, manage the risk of inducements, monitor budgets, assess value and achieve compliance in Europe,” says Freddy Horn, Service & Product Lead at Charles Stanley.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Generative and Agentic AI in Financial Markets: What the Data Really Shows

Artificial intelligence is reshaping financial markets – but the reality on the ground is more nuanced, more uneven, and more instructive than the headlines suggest. A new A-Team Insight research programme, drawing on responses from senior AI decision-makers at buy-side and sell-side institutions across the USA, UK and Canada, reveals a market in transition: from...

BLOG

Confluence Launches POINT with AI Validation for Regulatory Reporting

Confluence Technologies has launched Confluence POINT, starting with AI-enabled document validation and a conversational interface for its Revolution analytics platform. Confluence says both capabilities are available immediately. POINT Validation checks financial and regulatory documents across multiple formats, including unstructured data. Its automated checklist completes validation in minutes, flags errors for review and records an audit...

EVENT

Buy AND Build: The Future of Capital Markets Technology

Buy AND Build: The Future of Capital Markets Technology London examines the latest changes and innovations in trading technology and explores how technology is being deployed to create an edge in sell side and buy side capital markets financial institutions.

GUIDE

Regulatory Data Handbook 2026 – Fourteenth Edition

Welcome to the fourteenth edition of A-Team Group’s Regulatory Data Handbook. Supervisors increasingly expect firms to demonstrate which rules apply, which data supports each obligation, who owns the control and how exceptions are identified and resolved. Policies and implementation programmes must now be supported by records that can withstand regulatory scrutiny. This edition examines material...