About a-team Marketing Services
The knowledge platform for the financial technology industry

A-Team Insight Briefs

Charles Stanley Selects Red Deer for MiFID II Research Compliance

Subscribe to our newsletter

Charles Stanley, a UK wealth management firms with £24.4 billion AUM, has selected Red Deer’s Research Management solution to integrate MiFID II compliance across its investment process. The solution captures and attributes research consumption across all channels including email, chat and voice, while its Outlook plugin and mobile application achieves compliance quickly and with minimal disruption. ““With Red Deer we can now more efficiently and effectively track research consumption, manage the risk of inducements, monitor budgets, assess value and achieve compliance in Europe,” says Freddy Horn, Service & Product Lead at Charles Stanley.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Generative and Agentic AI in Financial Markets: What the Data Really Shows

Artificial intelligence is reshaping financial markets – but the reality on the ground is more nuanced, more uneven, and more instructive than the headlines suggest. A new A-Team Insight research programme, drawing on responses from senior AI decision-makers at buy-side and sell-side institutions across the USA, UK and Canada, reveals a market in transition: from...

BLOG

Bloomberg’s Kate Lee on Regulatory Data as an Operating Layer for Compliance and Reporting

Regulatory data has become a firmly established part of the control architecture of capital markets firms. As transparency rules diverge across the jurisdictions, liquidity monitoring becomes more granular, and supervisors demand stronger evidence of how figures are derived, firms are obligated to treat regulatory datasets as governed, versioned and explainable operating assets. In this Q&A...

EVENT

Data Management Summit, London

Now in its 17th year, Data Management Summit (DMS) London returns In April 2027, to explore how to use data and AI to drive measurable business outcomes reliably, repeatedly and at scale.

GUIDE

Regulatory Data Handbook 2026 – Fourteenth Edition

Welcome to the fourteenth edition of A-Team Group’s Regulatory Data Handbook. Supervisors increasingly expect firms to demonstrate which rules apply, which data supports each obligation, who owns the control and how exceptions are identified and resolved. Policies and implementation programmes must now be supported by records that can withstand regulatory scrutiny. This edition examines material...