RegTech Insight Blogs The latest content from across the platform
KAS BANK Selects AIM Software to Support Digital Transformation
KAS BANK has licensed three modules of AIM Software’s GAIN business application suite as part of a digital transformation designed to the make the bank more agile and competitive. The GAIN solutions will be used to underpin data management and support the bank’s strategic focus on becoming more data driven and improving operations by streamlining…
Pontus Vision Offers Open Source GDPR Solution with GCHQ Style Security
If you are still looking for a General Data Protection Regulation (GDPR) compliance solution, London based regtech Pontus Vision may be able to help you with its open source, secure software that allows firms to search for any given customer and quickly access all of the data the business holds about them in a single…
SmartStream RDU Collaborates with APAs to Deliver a Centralised SI Registry
The SmartStream Reference Data Utility (RDU) is collaborating with a group of Approved Publication Arrangements (APAs) to fill a reporting gap in the Markets in Financial Instruments Directive II (MiFID II) framework with a centralised Systematic Internaliser (SI) Registry that allows SIs to register financial instruments for which they are providing SI services in the…
MiFID II: Unfinished Business
Generic data issues and specific structural issues caused by the implementation of Markets in Financial Instruments Directive II (MiFID II) continue to challenge traders and brokers, despite the regulation’s relatively smooth debut on January 3, 2018 – the so-called ‘Day of the MiFIDs’. The pain points highlighted by an expert panel (see box) discussing the…
Mizuho International’s Gary Goldberg Outlines the Future of the CDO
Gary Goldberg, CDO at Mizuho International, headlined A-Team Group’s recent Data Management Summit in London with a keynote titled ‘Using data to bring the business together’. He talked about the evolution of the CDO role, the power of data and the opportunity for the data office to become a strategic business partner. Setting the scene…
Colt and Celoxica Finalise FPGA-Based Service that Normalises European Data Feeds
Colt Technology Services and Celoxica are making final preparations to bring an FPGA based service that normalises European data feeds with consistent single-digit microsecond latency to market next month. The first content provider Colt is connected to, and will provide normalised data from, is Deutsche Börse CEF Ultra+ Eurex, a source of Eurex derivatives instruments….
Identifying and Verifying Ultimate Beneficial Owners: Getting the Full Picture, Fast
By Paul Charmatz, Managing Director, encompass The increasing burden of identifying and verifying ultimate beneficial owners (UBOs) of entities is a challenge faced by all regulated firms. However, Know Your Customer (KYC) regulations that enforce corporate transparency by identifying UBOs can reduce the risk of corruption and the cost of compliance. Firms undertaking appropriate due…
Axiomsl Partners Genpact to Offer Automated Risk Modelling for IFRS 9
AxiomSL has partnered Genpact, a professional services firm providing digital transformation, to automate and execute bespoke models for IFRS 9, the International Financial Reporting Standard that addresses accounting for financial instruments. The solution industrialises the risk modelling process and combines all the building blocks and calculation flows for IFRS 9 in an end-to-end process. The…
Testing Times for Algo Trading
When the EU’s wide-ranging Markets in Financial Instruments Directive II (MiFID II) regulation came into force on January 3, 2018, traders did their best to deliver on its transparency demands and ensure they provided best execution on every trade in Europe, across all asset classes. But in justifying their actions to regulators and clients, firms…
Fidessa Plot Thickens
Fidessa has revealed that ION Trading, a vendor of trading software, and SS&C Technologies, a provider of investment management software and services, are the new suitors attempting to woo the firm away from its acquisition deal with Temenos, which was due to be voted in today – but as competition escalates, who will come out…