A-Team Insight Blogs The latest content from across the platform
IPC and Cloud9 Partner to Deliver Voice Trading and Collaboration Solution
IPC and Cloud9 Technologies are working together to offer an advanced, open voice trading and collaboration solution. The integrated cloud-based service combines Cloud9’s C9 Trader voice communications and analytics platform with IPC’s Unigy trading communications platform and Connexus Cloud financial ecosystem. The aim of the partnership is to provide the global trading community with a…
RIMES Releases Data Solution for Exchange-Traded Funds
RIMES Technologies, a provider of managed data services for asset managers, owners, servicers and banks, has released a data solution for exchange-traded funds (ETFs). The solution is part of the company’s managed data service and offers a single source of quality-assured global ETF data that has been validated and enriched, and is delivered in client-specified…
Refinitiv Adds Regulatory Reporting Solutions to Verified Entity Data as a Service
Refinitiv continues to build out the Verified Entity Data as a Service (VEDaaS) technology it acquired with Avox back in March 2017 with the addition of modular, enhanced data services supporting the entity data requirements of regulatory reporting. The company has released modules for FCA transaction reporting, European Markets Infrastructure Regulation (EMIR), Dodd-Frank, AnaCredit, and…
ASG Develops Mobius Content Services to Meet Regulatory and Business Needs
ASG Technologies is developing its Mobius content services to help market participants comply with increasing regulation around personal data, and gain a clear overview of all their customer information and how it flows across the organisation. Mobius captures and manages content throughout its lifecycle, executes workflows, and governs information across federated repositories for a single…
Comments on the FSB’s Recent Report on the Global Legal Entity Identifier (LEI) Initiative
By: Allan D. Grody, President, Financial InterGroup. It is over a decade since the CFTC and SEC, along with the newly organized US Treasury’s Office of Financial Research, called for a legal entity identifier (LEI) for all those financial market participants involved in the newly regulated OTC derivatives markets. The US regulators’ interest in the…
International Compliance – A New Era for SMCR
By Andrew Shrimpton, Executive Chairman of Compliance Consulting at IQ-EQ With great power comes great responsibility. Yes; but in the era of SMCR, heads of compliance have found out that even a medium amount of power now comes with an almost unpalatable amount of personal accountability – and legal jeopardy. In many cases, this has…
SEC Releases Long-Awaited Guidance for Rule 606 on Broker Disclosures – But is it Enough?
Rule 606, updated by the Securities and Exchange Commission (SEC) last year to require additional disclosures by broker-dealers to customers regarding the handling of their orders, has caused headaches for the sell-side since it was first proposed – largely due to the complexity of the original 334-page mandate. With the postponed October 1, 2019 deadline…
Would ICE Really Buy Bloomberg?
By Andrew Delaney. The London Stock Exchange’s planned $27 billion acquisition of Refinitiv – the former Reuters – got us thinking: who’s left of the independent market data vendors, and who would buy them? Of the major global vendors that have dominated the space over the past decade or so, only one independent remains. With…
Addressing the Data Issues of Best Execution Under MiFID II and Other Global Regulations
By Peter Lawrey, CEO at Chronicle Software. Regulated trading systems need to record the reasons behind every decision they make with minimal impact on performance. Chronicle Software has worked with investment banks and hedge funds to deliver trading services with a record everything model and low microsecond latencies. Today’s more stringent regulatory environment is placing…
Equinix Takes Platform Approach to Solving Client Problems
Equinix is developing a platform-based approach to solving client problems. The platform will host next-generation services and continues the company’s journey, which started in 1998 with the offer of data centres and moved on to provide solutions including interconnection and cloud services, as well as a focus on developing a capital markets ecosystem. The modular…