Jean Williams, U.K. managing director of buy side data management solutions vendor Citadel Associates, is no longer with the company. At press time, her whereabouts could not be ascertained.
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Jean Williams, U.K. managing director of buy side data management solutions vendor Citadel Associates, is no longer with the company. At press time, her whereabouts could not be ascertained.
Fitness and proprietary requirements for employees of financial institutions are not an option, but a regulatory obligation that calls on employers to regularly assess employees’ honesty, integrity and reputation, competence and capability, and financial soundness. In the UK, these requirements are a core element of the Senior Managers and Certification Regime (SMCR). They are also...
A-Team Group today announced the winners of its annual Data Management Insight Awards – USA 2026, celebrating outstanding vendors, service providers, and consultancies delivering innovative data management solutions to North American capital markets. Now in its sixth year, the awards recognise both established market leaders and groundbreaking newcomers across more than 40 categories, including Best...
Now in its 10th year, RegTech Summit London will bring together the RegTech ecosystem to explore how the European capital markets financial industry can leverage technology to innovate the compliance function and response.
It’s hard to believe that as early as the 2009 Group of 20 summit in Pittsburgh the industry had recognised the need for greater transparency as part of a wider package of reforms aimed at mitigating the systemic risk posed by the OTC derivatives market. That realisation ultimately led to the Dodd Frank Act, and...