Roberto Rivero has left the London Stock Exchange where he was responsible for new initiatives, most noteworthy of which was the exchange’s acquisition of Proquote, the exchange’s stockbrokerage information systems unit. Rivero was previously at Royalblue and before that Primark.
This webinar has passed, but you can view the recording here. The deadline for reporting under the US Foreign Account Tax Compliance Act – or FATCA – may have been pushed back six months to July 1, 2014, but the timeline remains tight for firms that have only recently embarked on FATCA compliance programmes. The...
A-Team Group today announced the winners of its annual Data Management Insight Awards – USA 2026, celebrating outstanding vendors, service providers, and consultancies delivering innovative data management solutions to North American capital markets. Now in its sixth year, the awards recognise both established market leaders and groundbreaking newcomers across more than 40 categories, including Best...
Now in its 10th year, RegTech Summit London will bring together the RegTech ecosystem to explore how the European capital markets financial industry can leverage technology to innovate the compliance function and response.
As the July 1, 2014 deadline for compliance with the Foreign Account Tax Compliance Act – or FATCA – approaches, financial institutions around the world are working to ensure their data management and operational systems will meet the requirements of the US legislation. This report discusses the requirements of FATCA and how the legislation is...