Roberto Rivero has left the London Stock Exchange where he was responsible for new initiatives, most noteworthy of which was the exchange’s acquisition of Proquote, the exchange’s stockbrokerage information systems unit. Rivero was previously at Royalblue and before that Primark.
The surge in trading volumes combined with the emergence of new digital financial assets and geopolitical events have added layers of complexity to market activities. Traditional surveillance methods often struggle to keep pace with these changes, leading to difficulties in detecting sophisticated market abuses and increased regulatory risk. To address these challenges, financial institutions are...
Markets in Financial Instruments Directive II (MiFID II) is a game changer for European capital markets and a headache for trading operations and data management functions developing compliance solutions for its exacting requirements. At A-Team Group, we’ve been tracking industry progress on the regulation and with less than three months to go before the compliance...
Now in its 9th year, the RegTech Summit in New York will bring together the RegTech ecosystem to explore how the North American capital markets financial industry can leverage technology to drive innovation, cut costs and support regulatory change.
Welcome to the tenth edition of A-Team Group’s Regulatory Data Handbook, a publication that has tracked new regulations, amendments, implementation and data management requirements as regulatory change has impacted global capital markets participants over the past 10 years. This edition of the handbook includes new regulations and highlights some of the major regulatory interventions challenging...
