About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

Oppenheimer & Co Inc Goes Live with Broadridge’s Global Proxy Services

Subscribe to our newsletter

Broadridge Financial Solutions today announced that Oppenheimer & Co Inc has signed a new multi-year agreement and commenced live operations with Broadridge’s Global Proxy services to support its clients’ international assets in over 70 markets.

The new agreement enables Oppenheimer’s institutional and branch clients to receive and vote proxy notifications for international securities through Broadridge’s web-based ProxyEdge service. The service includes a fully automated, multi-language electronic solution supporting straight-through processing from account collection and agenda distribution through vote processing.

Broadridge has witnessed an increased requirement from US-based brokers seeking to service the growing proportion of cross-border assets in their clients’ investment portfolios, which, in turn, has led to the expansion of Broadridge’s Global Proxy services in the US brokerage sector.

“We are very pleased to be working with Broadridge for our international proxy processing requirements. Their highly automated service enables us to offer our institutional and branch clients a more comprehensive range of services,” said the managing director of operations at Oppenheimer & Co Inc. “After a well-managed implementation process, we are now strongly positioned to further support our clients as they capitalise on the global markets.”

“We are very proud to extend our relationship with Oppenheimer through our Global Proxy services,” said James O’Regan, general manager, Investor Communication Solutions, International, Broadridge. “We are fully committed to supporting their cross-border asset servicing needs with the highest standards of service delivery.”

This service strengthens Broadridge’s existing relationship with Oppenheimer in the US where they already use a range of Broadridge’s solutions for investor communications and securities processing.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Unlocking Transparency in Private Markets: Data-Driven Strategies in Asset Management

As asset managers continue to increase their allocations in private assets, the demand for greater transparency, risk oversight, and operational efficiency is growing rapidly. Managing private markets data presents its own set of unique challenges due to a lack of transparency, disparate sources and lack of standardization. Without reliable access, your firm may face inefficiencies,...

BLOG

LemonEdge Seeks to Fill Tech Gap in Private Fund Accounting

As private markets and assets grow in importance to institutional investors, so are the challenges they face; not least of all their data processes. A report by Dynamo Software in February found that the biggest challenges faced by accounting professionals in private equity, venture and hedge funds were tech and data-related; manual data entry and...

EVENT

Eagle Alpha Alternative Data Conference, London, hosted by A-Team Group

Now in its 8th year, the Eagle Alpha Alternative Data Conference managed by A-Team Group, is the premier content forum and networking event for investment firms and hedge funds.

GUIDE

Evaluated Pricing

Valuations and pricing teams are facing a much higher degree of scrutiny from both the regulatory community and the investor community in the glare of the post-crisis data transparency spotlight. Fair value price transparency requirements and the gradual move towards a more harmonised accounting standards environment is set within the context of the whole debate...