About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

Oppenheimer & Co Inc Goes Live with Broadridge’s Global Proxy Services

Subscribe to our newsletter

Broadridge Financial Solutions today announced that Oppenheimer & Co Inc has signed a new multi-year agreement and commenced live operations with Broadridge’s Global Proxy services to support its clients’ international assets in over 70 markets.

The new agreement enables Oppenheimer’s institutional and branch clients to receive and vote proxy notifications for international securities through Broadridge’s web-based ProxyEdge service. The service includes a fully automated, multi-language electronic solution supporting straight-through processing from account collection and agenda distribution through vote processing.

Broadridge has witnessed an increased requirement from US-based brokers seeking to service the growing proportion of cross-border assets in their clients’ investment portfolios, which, in turn, has led to the expansion of Broadridge’s Global Proxy services in the US brokerage sector.

“We are very pleased to be working with Broadridge for our international proxy processing requirements. Their highly automated service enables us to offer our institutional and branch clients a more comprehensive range of services,” said the managing director of operations at Oppenheimer & Co Inc. “After a well-managed implementation process, we are now strongly positioned to further support our clients as they capitalise on the global markets.”

“We are very proud to extend our relationship with Oppenheimer through our Global Proxy services,” said James O’Regan, general manager, Investor Communication Solutions, International, Broadridge. “We are fully committed to supporting their cross-border asset servicing needs with the highest standards of service delivery.”

This service strengthens Broadridge’s existing relationship with Oppenheimer in the US where they already use a range of Broadridge’s solutions for investor communications and securities processing.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Navigating a Complex World: Best Data Practices in Sanctions Screening

As rising geopolitical uncertainty prompts an intensification in the complexity and volume of global economic and financial sanctions, banks and financial institutions are faced with a daunting set of new compliance challenges. The risk of inadvertently engaging with sanctioned securities has never been higher and the penalties for doing so are harsh. Traditional sanctions screening...

BLOG

UK Equity Consolidated Tape and EU MiFIR – Two Data Regimes, One Control Problem

The UK’s proposed equity consolidated tape is framed as a response to long-standing fragmentation in equity market data. By aggregating post-trade information and an attributed best bid and offer across trading venues, the tape is intended to provide a single, standardised view of UK equity trading. At the same time, transaction reporting under the Markets...

EVENT

Buy AND Build: The Future of Capital Markets Technology

Buy AND Build: The Future of Capital Markets Technology London examines the latest changes and innovations in trading technology and explores how technology is being deployed to create an edge in sell side and buy side capital markets financial institutions.

GUIDE

Regulatory Data Handbook 2020/2021 – Eighth Edition

This eighth edition of A-Team Group’s Regulatory Data Handbook is a ‘must-have’ for capital markets participants during this period of unprecedented change. Available free of charge, it profiles every regulation that impacts capital markets data management practices giving you: A detailed overview of each regulation with key dates, data and data management implications, links to...