About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

Oppenheimer & Co Inc Goes Live with Broadridge’s Global Proxy Services

Subscribe to our newsletter

Broadridge Financial Solutions today announced that Oppenheimer & Co Inc has signed a new multi-year agreement and commenced live operations with Broadridge’s Global Proxy services to support its clients’ international assets in over 70 markets.

The new agreement enables Oppenheimer’s institutional and branch clients to receive and vote proxy notifications for international securities through Broadridge’s web-based ProxyEdge service. The service includes a fully automated, multi-language electronic solution supporting straight-through processing from account collection and agenda distribution through vote processing.

Broadridge has witnessed an increased requirement from US-based brokers seeking to service the growing proportion of cross-border assets in their clients’ investment portfolios, which, in turn, has led to the expansion of Broadridge’s Global Proxy services in the US brokerage sector.

“We are very pleased to be working with Broadridge for our international proxy processing requirements. Their highly automated service enables us to offer our institutional and branch clients a more comprehensive range of services,” said the managing director of operations at Oppenheimer & Co Inc. “After a well-managed implementation process, we are now strongly positioned to further support our clients as they capitalise on the global markets.”

“We are very proud to extend our relationship with Oppenheimer through our Global Proxy services,” said James O’Regan, general manager, Investor Communication Solutions, International, Broadridge. “We are fully committed to supporting their cross-border asset servicing needs with the highest standards of service delivery.”

This service strengthens Broadridge’s existing relationship with Oppenheimer in the US where they already use a range of Broadridge’s solutions for investor communications and securities processing.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Unlocking value: Harnessing modern data platforms for data integration, advanced investment analytics, visualisation and reporting

Modern data platforms are bringing efficiencies, scalability and powerful new capabilities to institutions and their data pipelines. They are enabling the use of new automation and analytical technologies that are also helping firms to derive more value from their data and reduce costs. Use cases of specific importance to the finance sector, such as data...

BLOG

ISDA Finds GenAI Highly Accurate in Contracts Process but Stresses Need for Good Data

The International Swaps and Derivatives Association (ISDA) has found that a range of generative artificial intelligence models can achieve a very high level of accuracy in extracting and standardising contract details into digital form. The findings suggest that AI can be deployed to reduce time and resources as well as risks when processing data within...

EVENT

TradingTech Summit London

Now in its 15th year the TradingTech Summit London brings together the European trading technology capital markets industry and examines the latest changes and innovations in trading technology and explores how technology is being deployed to create an edge in sell side and buy side capital markets financial institutions.

GUIDE

Regulatory Data Handbook 2025 – Thirteenth Edition

Welcome to the thirteenth edition of A-Team Group’s Regulatory Data Handbook, a unique and practical guide to capital markets regulation, regulatory change, and the data and data management requirements of compliance across Europe, the UK, US and Asia-Pacific. This year’s edition lands at a moment of accelerating regulatory divergence and intensifying data focused supervision. Inside,...