GoldenSource has appointed Greg Stockett, most recently the CFO of GlobeOp Financial Services, as its chief financial officer, replacing its outgoing CFO Harpreet Grewal.
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GoldenSource has appointed Greg Stockett, most recently the CFO of GlobeOp Financial Services, as its chief financial officer, replacing its outgoing CFO Harpreet Grewal.
Non-financial misconduct – encompassing behaviours such as bullying, sexual harassment, and discrimination is a key focus of the Senior Managers and Certification Regime (SMCR). The Financial Conduct Authority (FCA) has underscored that such misconduct is not only unethical but also poses significant risks to a firm’s culture and operational integrity. Recognizing the profound impact on...
Corvil has added streaming analytics, big data adapters, auto data discovery and more to its network performance monitoring solution to deliver a streaming analytics platform designed for real-time operational intelligence and big data integration. The Corvil Giga release – which will be followed by Tera and Peta releases supporting greater data volumes within the next...
Now in its 10th year, RegTech Summit London will bring together the RegTech ecosystem to explore how the European capital markets financial industry can leverage technology to innovate the compliance function and response.
Just over a year since the Financial Stability Board handed over leadership and direction of the interim Global Legal Entity Identifier System – or GLEIS – to the Regulatory Oversight Committee (ROC) of the LEI the entity identifier is being used for reporting under European Market Infrastructure Regulation. This report discusses recent developments in the...