Voice systems provider has created an advisory board to tap industry expertise on the use of technology in regulatory compliance and market surveillance. To kick off the initiative, the company has recruited three industry executives: Nick Child, former Citi markets compliance head, who will act as chairman;
Sandy Broderick, ex-Société Générale MD; and Oliver Blower, CEO of RegTech firm VoxSmart and formerly of Bank of America Merrill Lynch and Barclays Capital.
As Generative AI (GenAI) and Large Language Models (LLMs) move from pilot to production, compliance, surveillance, and screening functions are seeing tangible results – and new risks. From trade surveillance to adverse media screening to policy and regulatory scanning, GenAI and LLMs promise to tackle complexity and volume at a scale never seen before. But...
The pace of change across trading technology shows no sign of slowing. As markets become more complex, data-intensive and performance-driven, firms are rethinking how infrastructure, analytics and execution workflows interconnect across the trading lifecycle. Against this backdrop, the TradingTech Insight Awards Europe 2026 brought the industry together to recognise the solution providers delivering measurable impact...
Now in its 9th year, the RegTech Summit in New York will bring together the RegTech ecosystem to explore how the North American capital markets financial industry can leverage technology to drive innovation, cut costs and support regulatory change.
AI adoption in capital markets has moved into a more disciplined phase. The priority is now controlled deployment: where AI can be used safely, where it can deliver measurable value, and how outputs can be governed, monitored and evidenced. The 2026 edition of the AI in Capital Markets Handbook examines how AI is being applied...
