Pat Dolan has joined GoldenSource as vice president EMEA sales and marketing. Here he will report directly to chief executive officer Mike Meriton. Dolan was previously global head of sales at Strategic Communications Software, and has previously worked at Cognotec, Dow Jones and Standard & Poor’s.
Managing off-channel communications – business interactions occurring outside of approved corporate systems – continues to challenge firms’ compliance efforts. The rise of personal messaging apps, social media, and other unmonitored channels – for example, messaging functionality embedded in an order management system – exposes firms to substantial regulatory risk. Enforcement actions by regulatory bodies, such...
A-Team Group today announced the winners of its annual Data Management Insight Awards – USA 2026, celebrating outstanding vendors, service providers, and consultancies delivering innovative data management solutions to North American capital markets. Now in its sixth year, the awards recognise both established market leaders and groundbreaking newcomers across more than 40 categories, including Best...
Now in its 3rd year, the AI in Capital Markets Summit returns with a focus on the practicalities of onboarding AI enterprise wide for business value creation. Whilst AI offers huge potential to revolutionise capital markets operations many are struggling to move beyond pilot phase to generate substantial value from AI.
Six months after Markets in Financial Instruments Directive II (MiFID II) went live, how compliant is your organisation? If you took a tactical approach to cross the compliance line on January 3, 2018, how are you reviewing and renewing systems to take a more strategic approach and what are the business benefits of doing so?...