Pat Dolan has joined GoldenSource as vice president EMEA sales and marketing. Here he will report directly to chief executive officer Mike Meriton. Dolan was previously global head of sales at Strategic Communications Software, and has previously worked at Cognotec, Dow Jones and Standard & Poor’s.
Communications surveillance is fundamental to compliance, challenging to implement, and complex to sustain. Has your organisation got it right, or are you struggling to move on from a tactical approach put in place to satisfy Markets in Financial Instruments Directive II (MiFID II) to a more strategic solution? And how are you ensuring vigilance against...
It is no longer enough to take a point-in-time approach to each financial regulation as it emerges. Rather, firms must adopt coherent data management strategies if they are to fulfil all compliance requirements and create competitive advantage from investing in meeting regulations. That’s the message from Davide Ferrara, partner in retail and wholesale banking, financial...
Now in its 10th year, RegTech Summit London will bring together the RegTech ecosystem to explore how the European capital markets financial industry can leverage technology to innovate the compliance function and response.
With the compliance deadline for Markets in Financial Instruments Directive II (MiFID II) just over two months away, A-Team Group has updated its MiFID II handbook to bring you the latest details on the regulation’s compliance requirements. Version 2 of the handbook, commissioned by Thomson Reuters, also includes new sections covering data sourcing and data...