About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

Browse by brand

RegTech Insight
TradingTech Insight
Data Management Insight

Browse by content type

A-Team Insight Blogs

CFTC Issues Proposed Rulemaking to Improve Account Ownership and Control Data

13 July 2010
Subscribe to our newsletter

The Commodity Futures Trading Commission (CFTC) today approved for publication in the Federal Register a Notice of Proposed Rulemaking that calls for the collection of certain ownership, control and other information for all trading accounts active on US futures exchanges and other reporting entities. The information will be collected via an account ownership and control report (OCR) submitted periodically to the CFTC by reporting entities. Specifically, OCR data will include trading account numbers, the names and addresses of accounts’ owners and controllers, owners’ and controllers’ dates of birth and other information necessary to uniquely identify owners and controllers to identify related trading accounts.

“The CFTC is committed to effective and efficient market oversight to best protect the American public,” CFTC chairman Gary Gensler said. “OCR data will increase market transparency and strengthen the CFTC’s surveillance of the futures marketplace.”

The Proposed Rulemaking will be published with a 60 day comment period.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: New solutions to the old problems of compliance with communications surveillance regulation

Communications surveillance is an integral element of trading at financial institutions, and its functions are clearly set out in jurisdictional regulations – to capture, record and retain all communications. Essentially, all business related communications must be recorded whatever the underlying mechanism – be it a work phone, personal mobile phone, text, video and so on...

Find out more

06 December 2022
RegTech Insight TradingTech Insight
BLOG

Data Quality Still Troubling Private Market Investors: Webinar Review

Obtaining and managing data remains a sticking point for investors in private and alternative assets as financial institutions sink more of their capital into the markets. In a poll of viewers during a recent A-Team LIVE Data Management Insight webinar, respondents said the single-biggest challenge to managing private markets data was a lack of transparency...

Read More

22 October 2025
Data Management Insight
EVENT

AI in Capital Markets Summit London

Now in its 2nd year, the AI in Capital Markets Summit returns with a focus on the practicalities of onboarding AI enterprise wide for business value creation. Whilst AI offers huge potential to revolutionise capital markets operations many are struggling to move beyond pilot phase to generate substantial value from AI.

17 June 2026
Data Management Insight RegTech Insight TradingTech Insight
GUIDE

Fatca – Getting to Grips with the Challenge Ahead

The industry breathed a sigh of relief when the deadline for reporting under the US Foreign Account Tax Compliance Act (Fatca) was pushed back to July 1, 2014. But what’s starting to look like perhaps the most significant regulation of the next 12 months may start to impact our marketplace sooner than we think, especially...

12 December 2013
Data Management Insight