About a-team Marketing Services
The knowledge platform for the financial technology industry

A-Team Insight Blogs

Broadridge Completes Acquisition of Investigo as Part of EDM Push

Subscribe to our newsletter

Broadridge Financial Solutions has successfully completed the acquisition of Investigo Corporation as part of its plans to strengthen its positioning in the enterprise data management (EDM) and compliance space.

According to the vendor, this acquisition complements a number of its initiatives targeted to support the wealth management strategies of its customers and Investigo’s products and technologies can be leveraged to add value to its own solutions.

Richard Daly, CEO of Broadridge Financial Solutions, explains: “Investigo’s solution has proven to be readily scalable and is already making a difference for a number of large financial services firms. At the same time, the acquisition of Investigo demonstrates our commitment to buy customer focused organisations that can deliver innovative solutions to our clients.”

The Investigo Enterprise Solution provides financial services enterprise data consolidation from multiple sources, including clearing houses, custodians and back office systems, into a central repository. It aggregates client account, position and transaction data to create a single structured data repository that provides information to all applications across the enterprise. These include a number of applications available from Investigo, as well as proprietary and third party applications.

Charlie Marchesani, president of Broadridge Securities Processing Solutions, comments: “Investigo is a great fit in our securities processing solutions business. Their technology and deep understanding of its applications will enable us to tailor better and deeper solutions for financial institutions confronting the need to seamlessly combine customer and transaction information from multiple sources to achieve their business, relationship management and compliance strategies.”

Scott Fergusson, co-founder of Investigo, who will become vice president of product management and development for Broadridge, adds: “Our acquisition by Broadridge will provide Investigo’s customers with a globally strong business partner with over US$2.0 billion in revenues and a 40-plus year track record of providing superb service to financial services organisations of all sizes. Broadridge’s resources and experience will enable us to support an ambitious schedule of product development, while constantly improving the quality and service levels of all of our offerings.”

Fergusson will lead the development of a number of new initiatives including further enhancements to the business intelligence value of the data model, automation of direct business with mutual funds and insurance carriers and broader compliance offerings.

It is anticipated that there will be no technology changes or development required by Investigo’s current customers.

Subscribe to our newsletter

Related content

WEBINAR

Upcoming Webinar: Executing the Migration to Cloud to Enable Scalability and Innovation

Date: 22 September 2026 Time: 10:00am ET / 3:00pm London / 4:00pm CET Duration: 50 minutes Cloud-based services and processing have become essential to financial institutions as their data management demands have become more complex and expansive. Thousands of organisations have made the jump from their limited on-premises tech stacks to the near-infinite scalability opportunities...

BLOG

Top 13 Client Onboarding Solutions in Capital Markets

Streamlining the Onboarding Lifecycle: A Comparative Analysis of 13 Leading Capital Markets Solutions For institutional broker-dealers, asset managers and investment banks, client onboarding has transitioned from a straightforward administrative function into a complex operational bottleneck. The combination of fragmented global regulatory mandates, ultimate beneficial ownership transparency laws and multi-jurisdictional compliance protocols has steadily increased the...

EVENT

TradingTech Summit London

Now in its 15th year the TradingTech Summit London brings together the European trading technology capital markets industry and examines the latest changes and innovations in trading technology and explores how technology is being deployed to create an edge in sell side and buy side capital markets financial institutions.

GUIDE

Regulatory Data Handbook 2026 – Fourteenth Edition

Welcome to the fourteenth edition of A-Team Group’s Regulatory Data Handbook. Supervisors increasingly expect firms to demonstrate which rules apply, which data supports each obligation, who owns the control and how exceptions are identified and resolved. Policies and implementation programmes must now be supported by records that can withstand regulatory scrutiny. This edition examines material...