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Broadridge and NewRiver Extend Agreement on Disclosure Doc E-Delivery

1 September 2007
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Broadridge Financial Solutions has extended its agreement with NewRiver to provide a database of disclosure documents to assist Broadridge in electronic delivery of regulatory documents to investors. For the past five years, Broadridge has worked with NewRiver and a select number of Broadridge clients for e-delivery of confirming and first-dollar prospectuses.

NewRiver sources 23,000 disclosure documents directly and daily from EDGAR, the SEC’s mutual fund database. As a result, Broadridge can deliver compliant documents faster and more efficiently for its clients, while clients can provide better protection downstream for investors with timely, accurate information.

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Related content

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RegTech Summit New York

Now in its 9th year, the RegTech Summit in New York will bring together the RegTech ecosystem to explore how the North American capital markets financial industry can leverage technology to drive innovation, cut costs and support regulatory change.

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Practicalities of Working with the Global LEI

This special report accompanies a webinar we held on the popular topic of The Practicalities of Working with the Global LEI, discussing the current thinking around best practices for entity identification and data management. You can register here to get immediate access to the Special Report.

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Data Management Insight