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WEBINAR
Upcoming Webinar: Managing Non-Financial Misconduct Under SMCR
9 October 2025 11:00am ET | 3:00pm London | 4:00pm CET Duration: 50 Minutes Non-financial misconduct—encompassing behaviours such as bullying, sexual harassment, and discrimination is a key focus of the Senior Managers and Certification Regime (SMCR). The Financial Conduct Authority (FCA) has underscored that such misconduct is not only unethical but also poses significant risks...
BLOG
Navigating the Compliance Minefield: Decommissioning Legacy Voice Recording Systems
The financial services sector faces unprecedented scrutiny regarding communication record-keeping, a challenge amplified by evolving regulations and a proliferation of digital channels. A recent webinar hosted by A-Team Group and sponsored by Wordwatch, brought together industry experts to dissect the complexities of managing legacy voice recording transitions and charting a course for future-proof compliance. The...
EVENT
TradingTech Summit London
Now in its 14th year the TradingTech Summit London brings together the European trading technology capital markets industry and examines the latest changes and innovations in trading technology and explores how technology is being deployed to create an edge in sell side and buy side capital markets financial institutions.
GUIDE
The DORA Implementation Playbook: A Practitioner’s Guide to Demonstrating Resilience Beyond the Deadline
The Digital Operational Resilience Act (DORA) has fundamentally reshaped the European Union’s financial regulatory landscape, with its full application beginning on January 17, 2025. This regulation goes beyond traditional risk management, explicitly acknowledging that digital incidents can threaten the stability of the entire financial system. As the deadline has passed, the focus is now shifting...