About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

Susan Certoma Appointed President of Broadridge’s Brokerage Processing Services Business

Subscribe to our newsletter

Broadridge Financial Solutions announced today the appointment of Susan Certoma as president of Broadridge’s Brokerage Processing Services (BPS) business.

In her new role, Certoma will be responsible for all aspects of Broadridge’s Brokerage Processing Services business, which includes equity, option and mutual fund securities processing as well as its Business Process Management (BPM) suite and Distributed Data product. She will also assume the responsibility for BPS Client Services, including the organisation of Broadridge’s end-to-end service delivery.

“Susan’s broad business and technology background has proven highly effective in further strengthening and enhancing our client relationships, product offerings, and strategic technology plans over the past year,” said Charlie Marchesani, president, Securities Processing Solutions, Broadridge. “She has consistently demonstrated the leadership and client-centric qualities that will enable us to grow our business, and I wish her every success.”

Certoma has been with Broadridge since July 2009, when she joined the firm as Chief Operating Officer of BPS. In that role she oversaw the overall technology and product development strategies including new platform and product innovation and key customer relationships.

Certoma came to Broadridge from Wachovia, where she served as chief information officer of the Corporate & Investment Bank. Prior to Wachovia, she held technology and operations positions with Goldman Sachs, Merrill Lynch, Lehman Brothers, Ernst & Young, First Boston and Royal Bank of Canada.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: End-to-End Lineage for Financial Services: The Missing Link for Both Compliance and AI Readiness

The importance of complete robust end-to-end data lineage in financial services and capital markets cannot be overstated. Without the ability to trace and verify data across its lifecycle, many critical workflows – from trade reconciliation to risk management – cannot be executed effectively. At the top of the list is regulatory compliance. Regulators demand a...

BLOG

Aumni Acquisition Thrusts CUSIP into Private Markets Space

CUSIP Global Services (CGS) has agreed a deal with data provider Aumni to bring yet more transparency to rapidly growing and economically important private markets. The venerable provider of issuer and asset identifiers will use Aumni’s data, drawn from charter documents for venture capital firms, to create a set of its CUSIP identification codes for...

EVENT

RegTech Summit New York

Now in its 9th year, the RegTech Summit in New York will bring together the RegTech ecosystem to explore how the North American capital markets financial industry can leverage technology to drive innovation, cut costs and support regulatory change.

GUIDE

Regulatory Data Handbook 2025 – Thirteenth Edition

Welcome to the thirteenth edition of A-Team Group’s Regulatory Data Handbook, a unique and practical guide to capital markets regulation, regulatory change, and the data and data management requirements of compliance across Europe, the UK, US and Asia-Pacific. This year’s edition lands at a moment of accelerating regulatory divergence and intensifying data focused supervision. Inside,...