Watch this exclusive fireside chat with Dr. Kay Swinburne, Vice Chair of Financial Services at KPMG from ESG Briefing Virtual.
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As MiFID II hits the six-month mark, how well is your organisation handling transaction reporting? Is it ready to meet the LEI mandate that will take effect on July 3 and require all parties to transactions to have LEIs? And how is it coping with sourcing and managing ISINs required for OTC derivatives reporting? The...
US resistance to sustainability disclosure at state and federal level is widening the regulatory gap for US-domiciled firms operating internationally. In March 2025, the Securities and Exchange Commission (SEC) voted to end its defence of federal climate-disclosure rules. In December 2025, the White House issued an executive order targeting proxy advisers accused of promoting ESG...
Now in its 9th year, the RegTech Summit in New York will bring together the RegTech ecosystem to explore how the North American capital markets financial industry can leverage technology to drive innovation, cut costs and support regulatory change.
After what looked like a slow start to the summer, the initiative to establish a global standard for legal entity identifiers (LEIs) took a series of significant leaps forward during August, that appears to have put the project firmly back on track. If the marketplace felt a little reticent in June and July, it could...
