Meanwhile, Telekurs Financial has appointed a new sales manager for its Ireland branch. John McManus will be responsible for all new and existing clients in the Irish marketplace. He joins from Dublin-based Zarion where he was a business consultant focused on compliance and anti-money laundering solutions within the financial sector.
The Temporary Permission Regime (TPR) allowing capital markets participants in the European Economic Area (EEA) to continue to operate in the UK post Brexit will be withdrawn by the end of 2023, calling on firms that want to stay in the UK to gain full authorisation from the FCA and prepare to comply with both...
By Theodora Papadimitropoulou, Head of Global Product Strategy, GTM at Dun & Bradstreet. For years, sanctions compliance was closely associated with a single task, running a counterparty’s name against the relevant lists, checking for a match and acting if required. How much that tells you, though, depends heavily on the provider and the data behind...
Now in its 15th year the TradingTech Summit London brings together the European trading technology capital markets industry and examines the latest changes and innovations in trading technology and explores how technology is being deployed to create an edge in sell side and buy side capital markets financial institutions.
Welcome to the fourteenth edition of A-Team Group’s Regulatory Data Handbook. Supervisors increasingly expect firms to demonstrate which rules apply, which data supports each obligation, who owns the control and how exceptions are identified and resolved. Policies and implementation programmes must now be supported by records that can withstand regulatory scrutiny. This edition examines material...