About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

Susan Certoma Appointed President of Broadridge’s Brokerage Processing Services Business

Subscribe to our newsletter

Broadridge Financial Solutions announced today the appointment of Susan Certoma as president of Broadridge’s Brokerage Processing Services (BPS) business.

In her new role, Certoma will be responsible for all aspects of Broadridge’s Brokerage Processing Services business, which includes equity, option and mutual fund securities processing as well as its Business Process Management (BPM) suite and Distributed Data product. She will also assume the responsibility for BPS Client Services, including the organisation of Broadridge’s end-to-end service delivery.

“Susan’s broad business and technology background has proven highly effective in further strengthening and enhancing our client relationships, product offerings, and strategic technology plans over the past year,” said Charlie Marchesani, president, Securities Processing Solutions, Broadridge. “She has consistently demonstrated the leadership and client-centric qualities that will enable us to grow our business, and I wish her every success.”

Certoma has been with Broadridge since July 2009, when she joined the firm as Chief Operating Officer of BPS. In that role she oversaw the overall technology and product development strategies including new platform and product innovation and key customer relationships.

Certoma came to Broadridge from Wachovia, where she served as chief information officer of the Corporate & Investment Bank. Prior to Wachovia, she held technology and operations positions with Goldman Sachs, Merrill Lynch, Lehman Brothers, Ernst & Young, First Boston and Royal Bank of Canada.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Hearing from the Experts: AI Governance Best Practices

The rapid spread of artificial intelligence in the financial industry presents data teams with novel challenges. AI’s ability to harvest and utilize vast amounts of data has raised concerns about the privacy and security of sensitive proprietary data and the ethical and legal use of external information. Robust data governance frameworks provide the guardrails needed...

BLOG

Aumni Acquisition Thrusts CUSIP into Private Markets Space

CUSIP Global Services (CGS) has agreed a deal with data provider Aumni to bring yet more transparency to rapidly growing and economically important private markets. The venerable provider of issuer and asset identifiers will use Aumni’s data, drawn from charter documents for venture capital firms, to create a set of its CUSIP identification codes for...

EVENT

TradingTech Summit London

Now in its 15th year the TradingTech Summit London brings together the European trading technology capital markets industry and examines the latest changes and innovations in trading technology and explores how technology is being deployed to create an edge in sell side and buy side capital markets financial institutions.

GUIDE

Regulatory Data Handbook 2025 – Thirteenth Edition

Welcome to the thirteenth edition of A-Team Group’s Regulatory Data Handbook, a unique and practical guide to capital markets regulation, regulatory change, and the data and data management requirements of compliance across Europe, the UK, US and Asia-Pacific. This year’s edition lands at a moment of accelerating regulatory divergence and intensifying data focused supervision. Inside,...