About a-team Marketing Services
The knowledge platform for the financial technology industry

A-Team Insight Blogs

Susan Certoma Appointed President of Broadridge’s Brokerage Processing Services Business

Subscribe to our newsletter

Broadridge Financial Solutions announced today the appointment of Susan Certoma as president of Broadridge’s Brokerage Processing Services (BPS) business.

In her new role, Certoma will be responsible for all aspects of Broadridge’s Brokerage Processing Services business, which includes equity, option and mutual fund securities processing as well as its Business Process Management (BPM) suite and Distributed Data product. She will also assume the responsibility for BPS Client Services, including the organisation of Broadridge’s end-to-end service delivery.

“Susan’s broad business and technology background has proven highly effective in further strengthening and enhancing our client relationships, product offerings, and strategic technology plans over the past year,” said Charlie Marchesani, president, Securities Processing Solutions, Broadridge. “She has consistently demonstrated the leadership and client-centric qualities that will enable us to grow our business, and I wish her every success.”

Certoma has been with Broadridge since July 2009, when she joined the firm as Chief Operating Officer of BPS. In that role she oversaw the overall technology and product development strategies including new platform and product innovation and key customer relationships.

Certoma came to Broadridge from Wachovia, where she served as chief information officer of the Corporate & Investment Bank. Prior to Wachovia, she held technology and operations positions with Goldman Sachs, Merrill Lynch, Lehman Brothers, Ernst & Young, First Boston and Royal Bank of Canada.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: The Data Office at a Crossroads — AI Governance, Organisational Design, and the Evolving Mandate of the CDO

Who owns AI governance in a capital markets firm – and is the Data Office structured to bear that weight? These questions sit at the heart of A-Team Research’s latest findings, presented here for the first time: the combined results of two landmark surveys examining the role of the Data Office in AI governance and...

BLOG

Governance to be Scrutinised at Inaugural AI in Data Management Summit NYC

Ensuring artificial intelligence deployments are securely governed without stymieing their potential is a delicate balancing act. It requires carefully drawn policies, frameworks and processes. As deployment of the technology expands and its capabilities and complexity multiply, the governance structure must adapt and evolve. How to get this right is among the most important topics swirling...

EVENT

AI in Capital Markets Summit London

Now in its 3rd year, the AI in Capital Markets Summit returns with a focus on the practicalities of onboarding AI enterprise wide for business value creation. Whilst AI offers huge potential to revolutionise capital markets operations many are struggling to move beyond pilot phase to generate substantial value from AI.

GUIDE

Regulatory Data Handbook 2026 – Fourteenth Edition

Welcome to the fourteenth edition of A-Team Group’s Regulatory Data Handbook. Supervisors increasingly expect firms to demonstrate which rules apply, which data supports each obligation, who owns the control and how exceptions are identified and resolved. Policies and implementation programmes must now be supported by records that can withstand regulatory scrutiny. This edition examines material...