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WEBINAR
Upcoming Webinar: GenAI and LLM case studies for Surveillance, Screening and Scanning
12 November 2025 11:00am ET | 3:00pm London | 4:00pm CET Duration: 50 Minutes As Generative AI (GenAI) and Large Language Models (LLMs) move from pilot to production, compliance, surveillance, and screening functions are seeing tangible results – and new risks. From trade surveillance to adverse media screening to policy and regulatory scanning, GenAI and...
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A “New Day” at the SEC: Key Takeaways from Chairman Atkins’ May 2025 Town Hall
Newly appointed SEC Chair Paul S. Atkins set a clear, bold tone in his first town hall, declaring it “a new day at the SEC” and emphasizing a return to the agency’s core mission: protecting investors, facilitating capital formation, and safeguarding fair, orderly, efficient markets. Atkins’ remarks provided significant insights for compliance professionals, capital markets...
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RegTech Summit New York
Now in its 9th year, the RegTech Summit in New York will bring together the RegTech ecosystem to explore how the North American capital markets financial industry can leverage technology to drive innovation, cut costs and support regulatory change.
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AI in Capital Markets: Practical Insight for a Transforming Industry – Free Handbook
AI is no longer on the horizon – it’s embedded in the infrastructure of modern capital markets. But separating real impact from inflated promises requires a grounded, practical understanding. The AI in Capital Markets Handbook 2025 provides exactly that. Designed for data-driven professionals across the trade life-cycle, compliance, infrastructure, and strategy, this handbook goes beyond...