Itiviti, a Broadridge Business

Recorded Webinar: Holistic Conduct & Surveillance: Unifying Trade, Voice, and eComms Data with AI

Surveillance in capital markets has evolved in silos. Trade surveillance, voice recording, and electronic communications monitoring have traditionally operated as parallel control functions, each with distinct datasets, workflows and alerting logic. Yet recent enforcement actions on both sides of the Atlantic – ranging from off-channel communications failures to market manipulation cases – demonstrate a consistent...

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Aeron and QuestDB: Building Open Infrastructure for Capital Markets Data

“Co-authored by Adaptive | Aeron and QuestDB” Authors: Ralph Swann, Strategy Group, Adaptive Nicolas Hourcard, CEO, QuestDB Three questions every trading-tech leader is being asked right now. When the matching engine fails over, can we prove every order was handled in the order it arrived, with no losses and no surprises for the regulator? And...

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AI in Data Management Summit New York City

Now in its second year, the AI in Data Management Summit NYC explores what changes when AI becomes part of the data management operating model.

Regulatory Data Handbook 2026 – Fourteenth Edition

Welcome to the fourteenth edition of A-Team Group’s Regulatory Data Handbook. Supervisors increasingly expect firms to demonstrate which rules apply, which data supports each obligation, who owns the control and how exceptions are identified and resolved. Policies and implementation programmes must now be supported by records that can withstand regulatory scrutiny. This edition examines material...