Itiviti, a Broadridge Business

Recorded Webinar: Sponsored by FundGuard: NAV Resilience Under DORA, A Year of Lessons Learned

The EU’s Digital Operational Resilience Act (DORA) came into force a year ago, and is reshaping how asset managers, asset owners and fund service providers think about operational risk. While DORA’s focus is squarely on ICT resilience and third-party dependencies, its implications extend deep into core operational processes that are critical to market integrity, investor...

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Citi and HSBC Back Adaptive as Banks Rethink the Foundations of Trading Infrastructure

Citi and HSBC have made a strategic investment in trading technology firm Adaptive, signalling growing momentum behind efforts by major financial institutions to modernise the infrastructure underpinning their electronic trading platforms. The investment comes as banks increasingly confront the challenge of evolving front-office technology environments that have developed over decades of incremental change. In practice,...

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RegTech Summit New York

Now in its 9th year, the RegTech Summit in New York will bring together the RegTech ecosystem to explore how the North American capital markets financial industry can leverage technology to drive innovation, cut costs and support regulatory change.

Regulatory Data Handbook 2025 – Thirteenth Edition

Welcome to the thirteenth edition of A-Team Group’s Regulatory Data Handbook, a unique and practical guide to capital markets regulation, regulatory change, and the data and data management requirements of compliance across Europe, the UK, US and Asia-Pacific. This year’s edition lands at a moment of accelerating regulatory divergence and intensifying data focused supervision. Inside,...