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WEBINAR
Recorded Webinar: Managing Non-Financial Misconduct Under SMCR
Non-financial misconduct – encompassing behaviours such as bullying, sexual harassment, and discrimination is a key focus of the Senior Managers and Certification Regime (SMCR). The Financial Conduct Authority (FCA) has underscored that such misconduct is not only unethical but also poses significant risks to a firm’s culture and operational integrity. Recognizing the profound impact on...
BLOG
From Validation to Intelligence: How n-Tier is Redefining Regulatory Reporting at Scale
As regulatory reporting matures into a data-driven discipline, n-Tier has emerged as one of the few technology firms able to bridge legacy fragmentation and the next generation of granular, real-time oversight. Speaking from n-Tier’s headquarters, Founder and Chief Executive Officer Peter Gargone describes a market reshaping around scale, consolidation and continuous validation – and a...
EVENT
Eagle Alpha Alternative Data Conference, London, hosted by A-Team Group
Now in its 8th year, the Eagle Alpha Alternative Data Conference managed by A-Team Group, is the premier content forum and networking event for investment firms and hedge funds.
GUIDE
The DORA Implementation Playbook: A Practitioner’s Guide to Demonstrating Resilience Beyond the Deadline
The Digital Operational Resilience Act (DORA) has fundamentally reshaped the European Union’s financial regulatory landscape, with its full application beginning on January 17, 2025. This regulation goes beyond traditional risk management, explicitly acknowledging that digital incidents can threaten the stability of the entire financial system. As the deadline has passed, the focus is now shifting...


